While a pilot program focused on the most liquid stocks is not a bad idea, guest commentator David Weisberger said the notion of price controls as a singular solution, is.
Do you think there will be a significant reduction in order types given the increased market scrutiny by regulators and others?
Traders Magazine Online News
March 27, 2015 – Fund manager and Wall Street powerhouse Leon Cooperman informed clients of the $9.4 billion fund was under scrutiny in a letter yesterday.
March 27, 2015 – Despite improvements in how money markets function, many non-banks such as hedge funds and broker-dealers still need secured short-term funding to operate.
March 27, 2015 – As the Council reviews the asset management industry, it should recognize how changes in these specific areas since 2008 have improved the overall soundness of the industry for the benefit of individual investors.
March 26, 2015 – After hinting at greater oversights, the SEC took its first step to regulating all high-frequency trading firms.
March 26, 2015 – Finding sufficient liquidity to execute large trades continues to vex traders, according to a Liquidnet survey
March 26, 2015 – The era in which every big bank tried to compete in every area is mostly over, and each bank needs to decide what sort of bank it will be.
March 26, 2015 – Exiting retail banking to focus on global fund management and investment banking would cut fewer jobs and deliver the quickest boost to returns among three scenarios under review.
March 26, 2015 – All the nay-saying about high-frequency trading last year now seems to have been a flash in the pan.
March 25, 2015 – In the unanimous ruling, the high court said investors can sue if those documents omit important facts.
March 25, 2015 – The Convergex survey found that 57 percent of financial industry participants feel markets are “unfair” - down from 70 percent last year.
March 25, 2015 – The Canadian investment firm will expand the investment management system to derivatives later this year.
March 25, 2015 – One day after announcing himself as presidential candidate, Texas Senator Ted Cruz fired a few shots across the bow of Wall Street, and the firm that employs his wife as managing director.
March 25, 2015 – More than 16 years after the collapse of the hedge fund he co-founded in Greenwich, Connecticut, Victor Haghani is, understandably, still a bit risk averse.
March 24, 2015 – On March 25, the SEC plans to vote on a proposal that may require all brokers to be subject to FINRA regulation. Here’s a look at the implications of the SEC’s plans to amend Rule 15b9-1.
March 24, 2015 – Will a new FINRA pre-trade transparency proposal lay the ground work for establishing a consolidated tape for the corporate bond market?