Technology is certainly not only enabling the requirements of transparency, it is also leveling the field as far as investors are concerned, making broker-shopping easy, argues Irene Aldridge.
If you could vote, would you vote to approve IEX as a new public stock exchange?
Exchange says courts would reject a recent move by regulators - Raises stakes in battle over IEXs 350-microsecond speed bump.
Mathew says his boss pressured him to mislead bank lawyers and he denies charges of conspiring to fix benchmark rate.
Campaign trail rhetoric foreshadows dollar volatility ahead - policies on trade, currency manipulation may weaken greenback.
Commissioner Scott O'Malia of the Commodity Futures Trading Commission (CFTC) is on a mission. He says the process of writing new over-the-counter derivative contract rules needs more transparency. Over the past year he has repeatedly called for more roundtables and public comment on how rules are written. Why is this important? Because these rules, among other things, will determine which OTC derivative contracts must go through a clearing process and which ones can continue to use the old bilateral, dealer-to-dealer model.
FINRA's use of broker data to protect investors is under attack: Are they protecting investors or covering for bad brokers?
More change is coming to the equity trading markets of the Great White North.
It's all but official now - BATS Global Markets and Direct Edge Holdings will become a unified company.
Institutional investors welcome the equities market regulator's probe on broker-dealer order routing methodology.
Understanding the likely form of new rules-like Regulation SCI - is essential for traders and investment firms so they can prepare for their inevitable implementation.