Commentary

David Weisberger

50 Shades of Compliance

RegOne's David Weisberger talks about the current conflict of interest in the current equity market structure where the exchanges can act as their own regulators.

Traders Poll

Do you think there will be a significant reduction in order types given the increased market scrutiny by regulators and others?



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Industry Events

Industry Events Calendar

October 23, 2014 - SIFMA Conference Center, NYC
SIFMA Social Media Seminar

Website: www.sifma.org/socialoct2014/

SIFMA’s Social Media Seminar brings together leading names in social media with experts in financial services to examine marketing, business and practitioner experiences as well as ways to address the myriad of practical legal and compliance issues faced by a heavily regulated industry.


November 10, 2014 - Marriott Marquis, NYC
SIFMA Annual Meeting 2014

Website: www.sifma.org/annual2014/

SIFMA's 2014 Annual Meeting gathers the leaders of the financial services industry together with prominent policymakers and financial media. In one-on-one conversations, thought leaders will share their perspectives on how the financial services industry will best serve tomorrow's economy.


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