Commentary

David Weisberger

Is Rule 606 Broken?

Is Rule 606 hopelessly outdated and broken? RegOne's Weisberger examines the regulation and whether or not it is outdated and fails to require disclosure of the vast majority of all routing.

Traders Poll

Will accused high-frequency trader Navinder Sarao be extradited to the U.S. to face charges related to the May 2010 Flash Crash.




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Industry Events

Industry Events Calendar

October 23, 2014 - SIFMA Conference Center, NYC
SIFMA Social Media Seminar

Website: www.sifma.org/socialoct2014/

SIFMA’s Social Media Seminar brings together leading names in social media with experts in financial services to examine marketing, business and practitioner experiences as well as ways to address the myriad of practical legal and compliance issues faced by a heavily regulated industry.


November 10, 2014 - Marriott Marquis, NYC
SIFMA Annual Meeting 2014

Website: www.sifma.org/annual2014/

SIFMA's 2014 Annual Meeting gathers the leaders of the financial services industry together with prominent policymakers and financial media. In one-on-one conversations, thought leaders will share their perspectives on how the financial services industry will best serve tomorrow's economy.


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