Guest columnist John Bates wonders if anyone feels bad for the high-frequency trading firms that are now facing lawsuits, sluggish markets and regulators.
Do you expect more SEC investigations into order routing or handling?
Industry Events Calendar
October 23, 2014 - SIFMA Conference Center, NYC
SIFMA Social Media Seminar
SIFMAs Social Media Seminar brings together leading names in social media with experts in financial services to examine marketing, business and practitioner experiences as well as ways to address the myriad of practical legal and compliance issues faced by a heavily regulated industry.
November 10, 2014 - Marriott Marquis, NYC
SIFMA Annual Meeting 2014
SIFMA's 2014 Annual Meeting gathers the leaders of the financial services industry together with prominent policymakers and financial media. In one-on-one conversations, thought leaders will share their perspectives on how the financial services industry will best serve tomorrow's economy.