Commentary

Gary Stone
Traders Magazine Online News

Challenges Begin for Implementing New SEC Liquidity Management Rules

A month after the Securities and Exchange Commission adopted the Investment Company Act rule 22e-4, fund managers are still digesting its implications.

Traders Poll

Do you think extending the Equity Market Structure Advisory Committee's term to August 2017 by the SEC was a good idea?



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Industry Events

Industry Events Calendar

October 23, 2014 - SIFMA Conference Center, NYC
SIFMA Social Media Seminar

Website: www.sifma.org/socialoct2014/

SIFMA’s Social Media Seminar brings together leading names in social media with experts in financial services to examine marketing, business and practitioner experiences as well as ways to address the myriad of practical legal and compliance issues faced by a heavily regulated industry.


November 10, 2014 - Marriott Marquis, NYC
SIFMA Annual Meeting 2014

Website: www.sifma.org/annual2014/

SIFMA's 2014 Annual Meeting gathers the leaders of the financial services industry together with prominent policymakers and financial media. In one-on-one conversations, thought leaders will share their perspectives on how the financial services industry will best serve tomorrow's economy.


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