Monday, March 27, 2023


Flash Friday
FLASH FRIDAY: Assessing the SEC’s Equity Market Structure Proposals

FLASH FRIDAY: Assessing the SEC’s Equity Market Structure Proposals

Tomorrow's market is expected to be more expensive for intermediaries to operate in.


Traders Feature

Terry Duffy Believes in the Future of Cloud Technology

The cloud providers have a better setup than some proprietary system, CME Chairman said.


ON THE MOVE: Coinbase AM Appoints Jasmine Burgess; Adam Hess to Citi

The weekly recap of new hires, promotions and job changes in capital markets trading and technology.

Majority of Buy Side Have Not Prepped for T+1

SEC has set a May 2024 implementation date.

SIFMA Welcomes Proposed Submission of Electronic SEC Filings

The proposal aims to save time and resources for both registrants and the SEC.

Brian Schaeffer Named President of Velocity Clearing

20-year capital markets veteran was previously founder and president of Clearpool Group.

Recruitment, Retention Are Barriers for Gender Equality

DTCC's Head of Talent Management & DEI speaks about the DTCC's initiatives for women.

State Street Expands Outsourced Trading Capabilities

Purchase of CF Global Trading will help buy side access liquidity and streamline workflow.

Commissioner Mark Uyeda ‘Concerned’ with SEC’s Regulatory Approach

SEC's thinking "must be grounded in practical, real world costs and benefits that are informed by data and experience."

IEX Supports SEC Equity Market Proposals

The Exchange suggests modifications to certain aspects to ensure that regulatory reform meets the Commission’s objectives.

MEMX Expands Investor Base with Leading Options Firms

Strategic equity funding round was led by global market maker Optiver.


TECH TUESDAY: Digital Assets Technology Trends

Emerging asset classes need proper technology, governance controls, and operational processes to gain investor acceptance.


How to Automate Your ‘Offline’ Reconciliations

How to Automate Your ‘Offline’ Reconciliations
By John Bevil, Senior Product Manager, Capital Markets, Xceptor



Ending Technology Asymmetry in Primary Markets for Bonds

Ending Technology Asymmetry in Primary Markets for Bonds
By Rahul Kambli, Senior Product Owner, Genesis Global 

Confluence, FundGuard Partner on Fund Reporting

Confluence, FundGuard Partner on Fund Reporting
Aim is to enhance operational efficiency and deliver out-of-box financial reporting.

‘Never Daunted,’ The Derivatives Industry Continues to Persevere

‘Never Daunted,’ The Derivatives Industry Continues to Persevere
President and CEO of FIA gives opening speech at the 48th annual Boca International Derivatives Conference.

2023 Markets Choice Awards — Nominations Close March 15

2023 Markets Choice Awards — Nominations Close March 15
11th-annual event will be held on May 3 at Tavern on the Green in New York City.


Regulation Best Execution – Ignore at Your Peril

By Mark Davies, CEO, S3

Digital Asset Compliance: Lessons from the Public Sector

Eventus's Mike Castiglione discusses how his CIA background brings a valuable perspective to the capital markets business.

The Basel III “Endgame” Reforms To Transform US Capital Requirements

There will be limited capacity to provide liquidity support, SIFMA finds.


IMC Launches Trading Competition for Students

The challenge mimics real life trading; winner receives $25,000.

NinjaTrader Introduces New Mobile, Web Apps for Seamless, Multi-Device Trading

The new suite includes a streamlined account opening and management process.


GlobalTrading Podcast: Shortening Settlement in Equities Trading

With Aman Mehta, APAC Sales Director and APAC Digital Assets Lead, and Alan Cameron, Head of Financial Intermediaries and Corporates Client Line Advisory, Securities Services at BNP Paribas.

UBS CEO Details Strategy Following Credit Suisse Acquisition

Credit Suisse's strengths in the US and tech sector are a good fit for UBS’s strategy.

Pico’s Data Science Team Analyzes IntelligentCross ASPEN for Price Improvement, Performance Quality and Market Impact

Data shows ASPEN demonstrates significant price improvement versus NBBO.

UBS to Run Down Credit Suisse Investment Bank

UBS will 'de-risk' the investment bank and focus on asset and wealth management.

SEC Looks Into Cybersecurity for Market Entities

Cybersecurity risks have grown significantly, SEC Chair said.

Digital Assets

Coinbase Acquires ORDAM

ORDAM will become Coinbase Asset Management.

Experts See No Regulatory Clarity in Crypto

Other countries are far ahead in terms of creating clarity, the panel revealed.

DigiAssets by TradeTech: May 24-25, London

Event is Europe’s leading digital assets conference for institutional market participants.

AIMA Publishes Due Diligence Questionnaire for Digital Asset Funds

The Alternative Investment Management Association (AIMA), together with leading digital asset investors and industry experts, has published a new set of due...


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