Commentary

David Weisberger

Is Rule 606 Broken?

Is Rule 606 hopelessly outdated and broken? RegOne's Weisberger examines the regulation and whether or not it is outdated and fails to require disclosure of the vast majority of all routing.

Traders Poll

Will accused high-frequency trader Navinder Sarao be extradited to the U.S. to face charges related to the May 2010 Flash Crash.




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Clearing Channel

News

Tradier Expands API Offering to Include Clearing RIAs

Registered investment advisers (RIAs) who trade electronically and need to clear their trades on a single platform can now tap into a bundled system.

DTCC Link to OMGEO Adds Transparency to Margin Call Process

The Depository Trust Clearing Corp. (DTCC) will be linking its clearinghouse operation - Margin Transit Utility - to Omgeo's newest front-end collateral management system ProtoColl.

BATS Chi-X Europe Links to ICAP to Trade Equity Index EFPs

Traders will now be able to execute orders and clear trades in equity index Exchange for Physical (EFP) securities transactions anonymously on Chi-X.

Articles

Guide to Correspondent Clearing Firms

A guide to correspondent clearing firms as presented by Clearing Quarterly & Directory.

Demystifying Dodd-Frank

Commissioner Scott O'Malia of the Commodity Futures Trading Commission (CFTC) is on a mission. He says the process of writing new over-the-counter derivative contract rules needs more transparency. Over the past year he has repeatedly called for more roundtables and public comment on how rules are written. Why is this important? Because these rules, among other things, will determine which OTC derivative contracts must go through a clearing process and which ones can continue to use the old bilateral, dealer-to-dealer model.

OCC Sees Record Clearing Levels

The Chicago-based Options Clearing Corp., the largest equities derivative clearing firm, saw record clearing volumes in the first month of 2014.

Brown Exits Omgeo, Arthus Steps In

Longtime Omgeo CEO and president Marianne Brown has stepped down from the Depository Trust & Clearing Corp. subsidiary and will be replaced by Paula Sausville Arthus.

SunGard's Cloud STP for Alternative Investments

Hedge fund managers, private equity firms and fund administrators looking to manage incoming and outgoing alternative investment data now have a cloud-based choice from SunGard.

ICE Trade Vault: 4.5M

IntercontinentalExchange Group's Trade Vault Europe, its European trade repository, processed roughly 4.5 million trades across energy, agricultural commodities, metals, credit, interest rates and equity derivatives its first day.

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