Brokerage

Aim is to leverage Talos infrastructure and market connectivity from directly within the TT platform.

In this week's Traders On The Move, Citi snags a new block trading pro from rival Goldman Sachs, while the SEC's Daniel Gallagher puts an end date to his career at the regulator. Also, BCS gets a new prime brokerage executive and BlackRock says goodbye to a portfolio manager.

The charges are related to complex Options Trading Strategy.

Greenwich Associates announced its top equity brokers in the emerging markets - noting all have been rewarded for consistency and execution and research. Here they are.

Each action originated from the SEC Enforcement Division’s Market Abuse Unit’s (MAU) Analysis and Detection Center.

While many bulge firms are seeing their staffs shrink amid static commissions and tepid volume, Cowen is bulking up its equity sales and trading team.

Tullett Prebon Plc is in discussions to buy ICAP Plcs voice-brokerage business, giving it the scale to reduce costs in a shrinking market.

Cboe One Canada Feed will cover more than 230 securities listed on the NEO Exchange.

The Securities Association of China will ban brokerages from offering financing for stock market trading using derivatives, the countrys securities regulator said.

JonesTrading anticipates near- and long-term client demand for its Capital Introduction Services.