The study will examine the impact of different payment mechanisms on research - including hard and soft dollar arrangements.
Three former WJB Capital Group Inc. executives were charged with defrauding investors of more than $11 million in a bid to prop up the now-defunct broker-dealer.
In this Traders Gallery, local brokers from the Kansas City Securities Association contribute to scholarships for local graduates at its annual Spring Outing.
ConvergEx is now offering an automated trading option for buysiders who want to trade before the equities mart opens.
Like many small, independent brokerages, Penserra Securities is expanding into new lines of business and adding head count. But what makes this firm's story different from other startups is that it was cofounded by someone from the buyside.