Brokerage

The Securities and Exchange Commission is unlikely to take action any time soon on two of the most important outstanding rule proposals affecting the options industry. According to Heather Seidel, an associate director in the SEC's Division of Trading and Markets, the...

Bulge bracket firms are looking to get a foothold in the high frequency trading business as a result of proposed new regulations that will alter the playing field for sponsored access.

The law of unintended consequences is hitting NasdaqOMX- right where it hurts in the volume basket. How? By its own hand and the recently enacted price pilot program designed to boost trading on the exchanges.

Last October, managers told an employee in Barclays Plcs trading unit to keep from clients a report showing the bank routed most of their dark pool orders to itself, according to the New York attorney general.

Nearly half of brokerage execs surveyed by Acuiti say data costs are 'far too high'.

New market structures and a technology-led ‘art of the possible’ are two of the five big shifts.

BoA produced a 50% ROTC and a 90 basis point ROA in Q3 2022.

Short interest ratios have been on the decline since peaking in 2016, Nasdaq's Phil Mackintosh notes.

The pandemic has exposed the dangers of entrusting critical internal systems to non-U.S. firms, Vestmark's Ryan Carter writes.

Ballista Holdings expects to increase its staffing by 25 percent and beef up its disaster recovery back-up systems after completing a round of funding.