CAT Is Out of the Bag
In this hared blog from FlexTrade, author ivy Schmerken reviews how industry execs spoke about the post Nov. 15 hurdles and opportunities of CAT, including the complexity of linking order data across equities and options as well as leveraging the data in other areas.
Financial Institutions Have WhatsApp Employee Blind Spot, Says Survey
Only 14% actively carry out effective supervision or surveillance, a poll of almost 100 market participants found.
NRI Automates Post-Trade Operations with New Robotic Process Automation Technology
Nomura Research Institute, Ltd.(NRI) announced NRIs Prime Settlement Service (PSS), Japans first utility service for investment banks, will incorporate Robotic Process Automation (RPA) to automate manual processes for post-trade operations.
Credit Suisse Revives CS First Boston as Independent Firm
Return of the capital markets and advisory bank is part of a broad restructuring.
Wedmont Announces New HNW Platform
Firm plans to offer direct indexing at no additional fee and without any trading costs.
Consolidation Expected Among Options Market Makers
A shake-out is looming in the options world. With penny quoting just around the corner, top trading officials are predicting a reduction in the number of options market makers.
Clearpool’s Brian Schaeffer on How Can Sales Traders Differentiate Themselves
President & Founder at Clearpool answers how can sales traders differentiate themselves and become effective execution consultants.
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Barchart Fintech Event Provides Fresh Market Data Insights
At its annual FinTech Exchange event held in Chicago, Barchart.com, convened over 200 market data professionals attending the event to provide insights and observations on trends impacting the financial market data ecosystem, and what that means for the future.
Keeping Pace
In 2011, electronic trading and fragmentation drove the Canadian equities market into the 21st century-at least by U.S. standards. As a result, regulators will take center stage in the coming year to ensure the Great White North's markets stay accessible, secure and true to the Canadian spirit.
TRADERS ON THE MOVE: York Capital Equities Head Leaves, FIG Hires Trading/Sales Pair
In today's Traders On the Move see which equity pro is leaving York Capital to start his own hedge fund, the latest hirings over at FIG and what's the scoop over at William ONeil + Co.
