Brokerage

So how will traders be able maximize their executions should they opt to trade one of the small capitalization stocks designated to be part of the Securities and Exchange Commission's small-cap pilot program? One broker is coming up with a solution, now.

As the quantity of data for trading grows exponentially, it is creating challenges for the industry and its regulators. Computing experts descended upon the Times Center in New York City this week to discuss some of the issues caused by the explosion of data in the financial markets.

Women represent a highest-ever 26% of this year's crop.

The Securities and Exchange Commission delivered temporary relief to retail broker-dealers and their trading desks grappling with the demise of the SEC's so-called "Merrill Lynch" rule.

The new Machine Learning Research Group, which will operate in parallel to the firms longstanding machine learning efforts, will be overseen by Dr. Pedro Domingos.

Rodman & Renshaw Capital Group is not commenting on its previously announced acquisition of certain assets related to the OTC Bulletin Board from the Financial Industry Regulatory Authority. Last September, the brokerage announced it would acquire certain OTCBB assets from FINRA, but did not specify the nature of the assets, the price nor its intentions.

The proposal aims to save time and resources for both registrants and the SEC.

Parsons will succeed current CEO Adam Toms, who is stepping down to pursue other interests.

BoA's Kin Stolz has done just about everything, literally. How does this Jack-of-all-Trades manage to balance multiple workflows and still have time to trade?

The platform combines RPA, BPM, AI and No-code offerings.