Thursday, May 16, 2024

ConvergEx Offers Real-Time TCA on Child Orders

ConvergEx Offers Real-Time TCA on Child Orders
ConvergEx Group announced that it is offering clients detailed transaction-cost analysis in real-time for every child order a client sends, not just the initial order.

How This Rogue Trader “Banged the Close” and Trashed His Firm

How This Rogue Trader “Banged the Close” and Trashed His Firm
In Scott E.D. Skyrms forthcoming book Rogue Traders, the author, a former trader, takes us inside the world where betting on the weather can bring down the house. Read an excerpt here.

A Program Trader’s Rise

A Program Trader’s Rise
Traders Magazine profiles the story of Jeff Radtke and his rise from Morgan Stanley techie grunt to Barclays Capital's global head of program trading.

Outlook 2023: Justin Llewellyn-Jones, Broadridge

Outlook 2023: Justin Llewellyn-Jones, Broadridge
Head of Capital Markets expects regulatory proposals to crystalize into rules next year.

STANY and STA Offer Job-Seeking Tips

STANY and STA Offer Job-Seeking Tips
Employment advice is critical for many traders now, so the Security Traders Association and its biggest chapter will be offering job and career counseling.

Reg NMS Sweeps Coming

Reg NMS Sweeps Coming
The Financial Industry Regulatory Authority, or FINRA, plans to begin sweep exams to check if broker-dealers are complying with Regulation NMS.

Flexing Their Mathematical Muscles

Flexing Their Mathematical Muscles
Two Sigma Securities is entering the wholesaling business. The firm is leveraging the technology infrastructure and trading expertise of its buyside parent, Two Sigma Investments, and is making inroads into the business of filling orders for retail brokerages with firm capital.

DLT at Critical Juncture in Capital Markets

DLT at Critical Juncture in Capital Markets
Blockchain can improve efficiency by providing a single truth layer of traded data for banks.

Digital Regulatory Reporting: The Road to Collaboration in Compliance

Digital Regulatory Reporting: The Road to Collaboration in Compliance
It's about bringing regulatory reporting and innovation closer together, Leo Labeis of REGnosys writes.

People On The Move

People On The Move
Here is an update of recent job changes made within the trading community. See who you know that's movin' on up.

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