Brokerage

A U.S. regulator is trying to teach stock brokers to identify when their clients are engaging in a form of market manipulation known as spoofing.

The ranks of agency brokers have thinned in recent years, with Ticonderoga Securities and WJB Capital being two recent casualties of the trading downturn. The cry from the buyside has been that there are too many brokers pitching products that are too similar.

Prior to joining State Street Duffy was Head of Execution Services at Clearpool Group.

A first look at how GETCO and Knight stack up against and with each other, as they head into a merger of their global market making activities.

Solution is aimed at banks, brokers, and commodity trading firms who are digitizing.

Jefferies, Morgan Stanley and Goldman lead bulge performance while Instinet, JonesTrading and RBC top independents.

In what some view as the end of an era, Virtu Financial's acquisition of KCG Holdings has closed.

Broadridge differentiates its product via modularity, innovation, automation and service.

With trading in other asset classes migrating from telephony and voice trading to the digital realm, there is an increasing need for secure, reliable and efficient connectivity.

Institutional broker BTIG celebrated its 10th annual Commissions for Charities Day last Wednesday, April 18, by raising $4.5 million for various charities. This year the firm has 170 charities it plans to make donations to, 50 more than last year. Photos by John Angelillo