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Thursday, May 9, 2024
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Regulation

    As the stock and other financial markets evolve, check out the latest rules from the SEC, Finra, FSA, IIROC and other regulators that affect trading.

    Latest
    Dollar Strikes Out

    Dollar Strikes Out

    Vogel’s New Role

    Vogel’s New Role

    SEC Focuses on Options

    SEC Focuses on Options

    Reg NMS Delayed

    Reg NMS Delayed

    SEC Commish Rips Regulation

    SEC Commish Rips Regulation

    Naked Short Positions Still Under SEC Scrutiny

    Naked Short Positions Still Under SEC Scrutiny

    New SRO’s Single Rule Book Could Contain More Changes for Institutional Traders

    New SRO’s Single Rule Book Could Contain More Changes for Institutional Traders

    Stung By Ruling, NASD to Review OATS

    Stung By Ruling, NASD to Review OATS

    OATS OTC Expansion Delayed

    OATS OTC Expansion Delayed

    Short-Selling Tick Tests on the Front Burner

    Short-Selling Tick Tests on the Front Burner

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