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Wednesday, November 4, 2026
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DEPARTMENTS
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ALGOS/DMA
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Clearing
Commentary
commissions/TCA
crossing networks
Cryptocurrencies
Digital Assets
Equities
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foreign exchange
FX
Options
People
Regulation
Technology
Trading Reimagined
DerivSource
AI Needs to Understand the Risks Between Risks Right Across OTC Derivative Markets
Brokerage
FINRA Warns AI Is Making Investment Fraud Harder to Detect
AM
Marex Clears its First Event Contract Transaction for Institutional Client on Kalshi
News
Cboe Joins Capital Markets Alliance Challenge to CFTC Approval of Single-Stock Perpetual Derivatives
DerivSource
Digital Assets
VOL Report
Podcast
More
Facebook
Linkedin
X
DEPARTMENTS
All
ALGOS/DMA
Brokerage
Buyside
Cannabis
Clearing
Commentary
DerivSource
AI Needs to Understand the Risks Between Risks Right Across OTC Derivative Markets
Brokerage
FINRA Warns AI Is Making Investment Fraud Harder to Detect
AM
Marex Clears its First Event Contract Transaction for Institutional Client on Kalshi
News
Cboe Joins Capital Markets Alliance Challenge to CFTC Approval of Single-Stock Perpetual Derivatives
DerivSource
Digital Assets
VOL Report
Podcast
More
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Posts by SEC
SEC
40 POSTS
0 COMMENTS
AM
SEC Establishes Joint Data Standards as Required Under the Financial Data Transparency Act of 2022
SEC
-
June 9, 2026
0
AM
SEC Publishes Draft Strategic Plan for Public Comment
SEC
-
June 4, 2026
0
AM
Fixing Failures to Communicate
SEC
-
May 5, 2026
0
Brokerage
Freedom of Associations
SEC
-
April 14, 2026
0
Brokerage
Fostering Regulatory Harmony Between the SEC and CFTC
SEC
-
March 10, 2026
0
AM
SEC’s Division of Enforcement Announces Updates to Enforcement Manual
SEC
-
February 26, 2026
0
AM
Artificial Intelligence and the Future of Investment Management
SEC
-
February 5, 2026
0
News
Commissioner Caroline Crenshaw Leaves SEC
SEC
-
January 5, 2026
0
News
Remarks at the Roundtable on Rule 611 of Regulation NMS
SEC
-
December 16, 2025
0
Brokerage
SEC Amends Global Research Analyst Settlement
SEC
-
December 8, 2025
0
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