Tech Tuesday

TECH TUESDAY: Comments on SEC’s Proposed Ban on Exchange Volume Discounts for Brokers Reveal a Groundswell of Opposition

There are concerns about an erosion in market quality as well as adverse interactions with other proposed rule changes.
Tech Tuesday

TECH TUESDAY: 2024 Macro Outlook

The setup is "far less exciting" than it was a year ago, portending a slower market.
Tech Tuesday

TECH TUESDAY: Looking Ahead: Preparing for Regulatory Change in the New Year

Financial firms should adopt a proactive and comprehensive approach to regulatory change.
Tech Tuesday

TECH TUESDAY: Technology Drives Carbon Market Development

Contract standardization and better trading infrastructure are among market needs being addressed by innovation.
Tech Tuesday

TECH TUESDAY: Nasdaq Migrates GEMX Options Exchange to Cloud

Latest technology upgrade addresses the market's need for increased throughput and resiliency.
Tech Tuesday

SEC’s 2024 Examination Priorities: Key Trends and Changes

Market participants can help ensure compliance by aligning practices with regulatory priorities.
Tech Tuesday

TECH TUESDAY: Firms Mobilize Employees — to Volunteer

Nasdaq GoodWorks is an example of a broader trend of companies partnering with their employees to help local causes.
Tech Tuesday

TECH TUESDAY: Gatekeepers of the Securities Markets

Broker-dealers need controls and surveillance to monitor customers' trading flow and identify potential abuses.
Tech Tuesday

TECH TUESDAY: State of the Options Market at Nasdaq

Takeaways from the 2023 SIFMA Market Structure Conference: An expanded product suite, extended trading hours, and robust technology are enabling strong demand for trading.
Tech Tuesday

TECH TUESDAY: Tighter Regulation Prompts Brokers to Reassess Their Technology

Market participants need to do more compliance with less resources, which calls for optimization of tech stacks.

 

MOST READ