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Tuesday, May 14, 2024
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Regulation

    As the stock and other financial markets evolve, check out the latest rules from the SEC, Finra, FSA, IIROC and other regulators that affect trading.

    Latest
    Industry Braces for Change to Dark Pool-IOI Regulation

    Industry Braces for Change to Dark Pool-IOI Regulation

    SEC Adopts Rule Proposal to Curtail Dark Pool Growth

    SEC Adopts Rule Proposal to Curtail Dark Pool Growth

    Schumer and Niederauer Call for Greater Dark Pool Scrutiny

    Schumer and Niederauer Call for Greater Dark Pool Scrutiny

    SEC Likely to Propose Dark Pool Rule Changes on Wednesday

    SEC Likely to Propose Dark Pool Rule Changes on Wednesday

    Speed Merchants

    Speed Merchants

    Word for Word

    Word for Word

    Sen. Asks SEC to Review Marketplace

    Sen. Asks SEC to Review Marketplace

    Liquidnet Awaits Rule Changes

    Liquidnet Awaits Rule Changes

    OTC Dealers Brace for ECN Fee Fight

    OTC Dealers Brace for ECN Fee Fight

    SEC Opens Discussion of Regs ATS and NMS

    SEC Opens Discussion of Regs ATS and NMS

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