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Tuesday, April 30, 2024
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Regulation

    As the stock and other financial markets evolve, check out the latest rules from the SEC, Finra, FSA, IIROC and other regulators that affect trading.

    Latest
    Commentary: The “Foreign-Cubed” Equation

    Commentary: The “Foreign-Cubed” Equation

    NYSE Stands By Its LRPs

    NYSE Stands By Its LRPs

    Commentary: The Investor’s Advocate

    Commentary: The Investor’s Advocate

    Commentary: FINRA’s NYSE Reg Takeover–The End of an Era?

    Commentary: FINRA’s NYSE Reg Takeover–The End of an Era?

    Options Exchanges Split over SEC Fee Cap Proposal

    Options Exchanges Split over SEC Fee Cap Proposal

    Rule 605 Likely Coming to Options

    Rule 605 Likely Coming to Options

    OTS-OATS Merger on Tap

    OTS-OATS Merger on Tap

    Off-Board Trading Threatened

    Off-Board Trading Threatened

    Market Madness

    Market Madness

    Kaufman’s Crusade

    Kaufman’s Crusade

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