Home Authors Posts by Tony Sio, Head of Regulatory Strategy and Innovation, Nasdaq Surveillance

Tony Sio, Head of Regulatory Strategy and Innovation, Nasdaq Surveillance

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TECH TUESDAY: Looking Ahead: Preparing for Regulatory Change in the New Year
Tech Tuesday

TECH TUESDAY: Looking Ahead: Preparing for Regulatory Change in the New Year

Tony Sio, Head of Regulatory Strategy and Innovation, Nasdaq Surveillance -
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SEC’s 2024 Examination Priorities: Key Trends and Changes
Tech Tuesday

SEC’s 2024 Examination Priorities: Key Trends and Changes

Tony Sio, Head of Regulatory Strategy and Innovation, Nasdaq Surveillance -
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TECH TUESDAY: Top 3 Compliance Challenges in the Next 12 Months
Tech Tuesday

TECH TUESDAY: Top 3 Compliance Challenges in the Next 12 Months

Tony Sio, Head of Regulatory Strategy and Innovation, Nasdaq Surveillance -
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TECH TUESDAY: A Regulatory View of PTFs
Tech Tuesday

TECH TUESDAY: A Regulatory View of PTFs

Tony Sio, Head of Regulatory Strategy and Innovation, Nasdaq Surveillance -
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