NDB Capital Markets Client Party

Kevin Madeiras, Steve Davidoff, both NDB Capital Markets, Jersey City; Steve Mariani, First New York Securities, New York.

James Clarke, James Beatlie, both Norstar Securities, Toronto; Stephen Sax, Floor Broker Network, New York.
Schwab Capital Markets Client Dinner

Tom DeCarlo, Schwab Capital Markets; Jeff Grimm, Howe Barnes, both Chicago; Sheri Facinelli, TC Advisors Network, Denver; Valerie Sanchez, Diane Canepa, both Schwab Capital Markets, Jersey City.
STAC Industry Presentation

Panelist: Joseph Corcoran, SEC, Washington D.C.; Brian Levine, Goldman Sachs, New York; Moderator: Scott Jones, Jefferies & Co., Chicago; Panelist: Bill Perry, Putnam Investment, Boston; Bruce Turner, Nasdaq Transaction Services, Trumbull.
General Reception

Brett Redfearn, American Stock Exchange, Adena Frieman, Nasdaq,Mike Levy, NASD Market Regulation, Joe Cangemi, BNY Brokerage, all New York.

Torrie Claven, Wnedy Beaver, both LaBranche Financial Services, Artie and Camille Monturo, Nasdaq, all New York.

Brett Redfearn, American Stock Exchange, Adena Frieman, Nasdaq, Joe Cangemi, BNY Brokerage, Mike Levy, NASD Market Regulation, all New York.

Warren Shore, Knobias, Ridgeland; Gerry Mastrianni, GMST World Markets, Orlando; Rummy Kelly, guest.

Glen Garriton, Merrill Lynch, New York; Norma Mendez, Prudential Securities, Los Angeles; Derek and Jaime Gottschall, BNY ESI, New York.

Yvonne and Howie Silinski, Suntrust Bank, Atlanta; Jennifer Ianucci, Fleet Trading, Jersey City; Frank Abergo, guest, Kim Eulner, BNY ESI, New York.

Karen Dudra, guest, Maria Pearson, Wein Securities, Boca Raton; Gerry Mastrianni, GMST World Markets, Orlando; Richard Wilkens, Drew Krichman, both Island ECN, New York.

Maria Pearson, Wein Securities, Boca Raton; Ben Modica, Herzog Heine Geduld, Jersey City; Karen Dudra, guest.

Stacey and Steve Carolus, GMST World Markets,
Orlando; Marnie Tetzlaff Lawrence, Traders Magazine,
Chuck Lawrence, Ladneburg Thalman, both New York.

Joanna Horton, Capital Institutional Services, Dallas; Alison Brackett, Hill Thompson Magid, Boca Raton.