Tech Tuesday

TECH TUESDAY: Top 3 Compliance Challenges in the Next 12 Months

Nasdaq's 2023 Global Compliance Survey finds new regulatory reporting and administrative requirements are an oft-cited challenge.
Tech Tuesday

TECH TUESDAY: The Next Era for ETFs

STA panel covered trends such as the rise of actively managed ETFs and increased institutional adoption of ETFs.
Tech Tuesday

TECH TUESDAY: Driving Transformation Through the Modernization of Markets

Nasdaq's Tal Cohen previews his Oct. 12 interview at the Security Traders Association's market structure conference.
Tech Tuesday

TECH TUESDAY: Rule 15c3-1 in Focus

Brokers’ capital requirements haven’t changed, but the tools and technology to manage risk and prove compliance are ever-evolving.
Tech Tuesday

TECH TUESDAY: Technology, Innovation Drive Compliance Forward – Key Takeaways from Nasdaq’s 2023 Global Compliance Survey

Trading and investing firms increasingly consider compliance a core strategic function.
Tech Tuesday

TECH TUESDAY: 2023 is a Pivotal Year for Carbon Removal

New Puro.earth e-book highlights that collective action, innovation, and commitment are needed.
Tech Tuesday

TECH TUESDAY: Retail Activity Remains Elevated

U.S. retail trading in stocks and ETFs remains above pre-Covid levels, Nasdaq's Phil Mackintosh writes. 
Tech Tuesday

TECH TUESDAY: A Regulatory View of PTFs

From a regulatory standpoint, principal trading firrms are interesting due to their multifaceted roles.
Tech Tuesday

TECH TUESDAY: Why More Trading Firms Are Considering Co-Location with Nasdaq

Trading and investment firms are seeking direct access to liquidity and data without compromising risk management. 
Tech Tuesday

TECH TUESDAY: Key Challenges in Surveillance of Related Instruments

Surveillance of related instruments involves cross-referencing data across borders and identifying connections between markets.

 

MOST READ