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Saturday, April 27, 2024
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Regulation

    As the stock and other financial markets evolve, check out the latest rules from the SEC, Finra, FSA, IIROC and other regulators that affect trading.

    Latest
    Options Industry Lets Out War Cry Over Short-Sale Regulation

    Options Industry Lets Out War Cry Over Short-Sale Regulation

    SEC Expected to Make Fails Rule Permanent

    SEC Expected to Make Fails Rule Permanent

    Commentary: Putting Humpty Dumpty Back Together Again

    Commentary: Putting Humpty Dumpty Back Together Again

    New FINRA Chief Eyes Sponsored Access

    New FINRA Chief Eyes Sponsored Access

    STA Rejects Trading Limits for Short Sales, Advocates Pre-Borrows

    STA Rejects Trading Limits for Short Sales, Advocates Pre-Borrows

    Old Uptick Rule Lacks Support

    Old Uptick Rule Lacks Support

    Uptick Redux

    Uptick Redux

    Split over Short-Sale Rules

    Split over Short-Sale Rules

    Commentary: What’s the SEC Up To?

    Commentary: What’s the SEC Up To?

    Commentary: Politics and Short Sales

    Commentary: Politics and Short Sales

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