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Tuesday, April 30, 2024
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Regulation

    As the stock and other financial markets evolve, check out the latest rules from the SEC, Finra, FSA, IIROC and other regulators that affect trading.

    Latest
    SEC Plans Concept Release

    SEC Plans Concept Release

    SEC Scrutinizing Actionable IOIs

    SEC Scrutinizing Actionable IOIs

    SEC Plans Reporting System for Large High-Frequency Firms

    SEC Plans Reporting System for Large High-Frequency Firms

    SEC to Address Risk Controls in 2010 Sponsored Access Proposal

    SEC to Address Risk Controls in 2010 Sponsored Access Proposal

    Industry Execs Decry Political Pressure on Trading Rules

    Industry Execs Decry Political Pressure on Trading Rules

    SEC to Regulate Nasdaq’s Co-Location Business

    SEC to Regulate Nasdaq’s Co-Location Business

    Industry Braces for Change to Dark Pool-IOI Regulation

    Industry Braces for Change to Dark Pool-IOI Regulation

    SEC Adopts Rule Proposal to Curtail Dark Pool Growth

    SEC Adopts Rule Proposal to Curtail Dark Pool Growth

    Schumer and Niederauer Call for Greater Dark Pool Scrutiny

    Schumer and Niederauer Call for Greater Dark Pool Scrutiny

    SEC Likely to Propose Dark Pool Rule Changes on Wednesday

    SEC Likely to Propose Dark Pool Rule Changes on Wednesday

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