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Wednesday, May 1, 2024
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Regulation

    As the stock and other financial markets evolve, check out the latest rules from the SEC, Finra, FSA, IIROC and other regulators that affect trading.

    Latest
    Commentary: With Dark Pool Regulation, Be Careful What You Wish For

    Commentary: With Dark Pool Regulation, Be Careful What You Wish For

    FINRA Plans 30-Second Max Delay on OTC Prints

    FINRA Plans 30-Second Max Delay on OTC Prints

    SEC OKs Penny Pilot Expansion

    SEC OKs Penny Pilot Expansion

    SEC Plans Concept Release

    SEC Plans Concept Release

    SEC Scrutinizing Actionable IOIs

    SEC Scrutinizing Actionable IOIs

    NYSE Eyes ‘Algos Gone Wild’

    NYSE Eyes ‘Algos Gone Wild’

    Tackling Regulation and Markets

    Tackling Regulation and Markets

    SEC Proposes Ban on Flash Orders

    SEC Proposes Ban on Flash Orders

    Regulators Want Pre-Trade Checks

    Regulators Want Pre-Trade Checks

    SEC Names New Head of Trading and Markets Division

    SEC Names New Head of Trading and Markets Division

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