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Monday, May 6, 2024
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Regulation

    As the stock and other financial markets evolve, check out the latest rules from the SEC, Finra, FSA, IIROC and other regulators that affect trading.

    Latest
    2009 Review: Washington on the Warpath

    2009 Review: Washington on the Warpath

    2009 Review: SEC Under the Uptick Gun

    2009 Review: SEC Under the Uptick Gun

    2009 Review: Sponsored Access in SEC’s Sights

    2009 Review: Sponsored Access in SEC’s Sights

    SEC’s Plan for Real-Time Dark Pool Attribution Spooks Industry

    SEC’s Plan for Real-Time Dark Pool Attribution Spooks Industry

    Dark Pools Under the Gun

    Dark Pools Under the Gun

    SEC to Regulate Nasdaq’s Co-Location

    SEC to Regulate Nasdaq’s Co-Location

    SEC’s New Head of Trading

    SEC’s New Head of Trading

    CBOE and ISE Fight Flash Ban

    CBOE and ISE Fight Flash Ban

    CBOE Scores Victory in QCC Skirmish

    CBOE Scores Victory in QCC Skirmish

    SEC Proposes Leveling Playing Field Between Dark and Lit Markets

    SEC Proposes Leveling Playing Field Between Dark and Lit Markets

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