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Sunday, May 19, 2024
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Regulation

    As the stock and other financial markets evolve, check out the latest rules from the SEC, Finra, FSA, IIROC and other regulators that affect trading.

    Latest
    Word For Word

    Word For Word

    FINRA Proposal Riles OTC Market

    FINRA Proposal Riles OTC Market

    Rest in Peace

    Rest in Peace

    Congress Readies Short-Sale Rules

    Congress Readies Short-Sale Rules

    SEC Proposal: Some Doubt IOI Rules Will Yield More Quoting

    SEC Proposal: Some Doubt IOI Rules Will Yield More Quoting

    Trading Tax Proposal in Congress Rankles Street

    Trading Tax Proposal in Congress Rankles Street

    SEC Proposal: Real-Time Dark Pool Reporting Spooks Industry

    SEC Proposal: Real-Time Dark Pool Reporting Spooks Industry

    Cover Sidebar: Nasdaq Experiments With Price/Size

    Cover Sidebar: Nasdaq Experiments With Price/Size

    Commentary: Rest in Peace

    Commentary: Rest in Peace

    Commentary: The Changing Role of the Broker-Dealer in an Electronic Universe

    Commentary: The Changing Role of the Broker-Dealer in an Electronic Universe

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