Facebook Linkedin Twitter

DEPARTMENTS
- ALGOS/DMA
- Brokerage
- Buyside
- Cannabis
- Clearing
- Commentary
- commissions/TCA
- crossing networks
- Cryptocurrencies
- Digital Assets
- Equities
- ETFs
- Fixed Income
- foreign exchange
- FX
- Options
- People
- Regulation
- Technology
- Trading Reimagined
- Trading Venues
FLASH FRIDAY
DerivSource
TECH TUES
Podcast

Search

Wednesday, January 28, 2026

DEPARTMENTS
- All ALGOS/DMA Brokerage Buyside Cannabis Clearing Commentary commissions/TCA crossing networks Cryptocurrencies Digital Assets Equities ETFs Fixed Income foreign exchange FX Options People Regulation Technology Trading Reimagined
  
  Buyside
  
  Buy-Side Traders Assess OMS, EMS Landscape
  
  News
  
  TMX Group Names Chuck Frederick Alpha US President
  
  AM
  
  Operations Leaders to Gather in Orlando for Conferences
  
  News
  
  Apex Fintech Solutions Unveils Apex AI Suite
FLASH FRIDAY
DerivSource
TECH TUES
Podcast

More

DEPARTMENTS
- All ALGOS/DMA Brokerage Buyside Cannabis Clearing Commentary
  
  Buyside
  
  Buy-Side Traders Assess OMS, EMS Landscape
  
  News
  
  TMX Group Names Chuck Frederick Alpha US President
  
  AM
  
  Operations Leaders to Gather in Orlando for Conferences
  
  News
  
  Apex Fintech Solutions Unveils Apex AI Suite
FLASH FRIDAY
DerivSource
TECH TUES
Podcast

More

Home Authors Posts by Phil Flood

Phil Flood

1 POSTS 0 COMMENTS

Demystifying the CAT: Why Compliance is More Than a Tick Box Exercise

AM

Demystifying the CAT: Why Compliance is More Than a Tick Box Exercise

Phil Flood -

October 23, 2020

About Us
Careers
Contact
Advertise
Newsletter
Corporate Site

© 2026 Markets Media Holdings LLC Terms & Conditions Privacy Policy