TECH TUESDAY: 2024 Macro Outlook
The setup is "far less exciting" than it was a year ago, portending a slower market.
TECH TUESDAY: Comments on SEC’s Proposed Ban on Exchange Volume Discounts for Brokers Reveal...
There are concerns about an erosion in market quality as well as adverse interactions with other proposed rule changes.
TECH TUESDAY: Trends in the SEC Comment Letters
Nasdaq's Phil Mackintosh highlights a few areas of broad agreement among large institutions.
TECH TUESDAY: A Regulatory View of PTFs
From a regulatory standpoint, principal trading firrms are interesting due to their multifaceted roles.
TECH TUESDAY: Financial Market Infrastructures Eye Regulation in Move to Cloud
FMIs have an opportunity to lead on collaboration and alignment of stakeholders, regulators, and cloud service providers.
TECH TUESDAY: State of the Options Market at Nasdaq
Takeaways from the 2023 SIFMA Market Structure Conference: An expanded product suite, extended trading hours, and robust technology are enabling strong demand for trading.
TECH TUESDAY: Looking Ahead: Preparing for Regulatory Change in the New Year
Financial firms should adopt a proactive and comprehensive approach to regulatory change.
TECH TUESDAY: Correspondent Clearing Firms Prioritize Risk Management
Higher volumes and volatility underscore the need to mitigate settlement risk.
TECH TUESDAY: Gatekeepers of the Securities Markets
Broker-dealers need controls and surveillance to monitor customers' trading flow and identify potential abuses.
TECH TUESDAY: Comparing AAPLs to Oranges
Spreads are driven more by stock characteristics like company size than listing venue, Nasdaq's Phil Mackintosh writes.
