Brokerage

In this contributed article, guest commentator Patrick Flannery discusses how for the broker-dealers, the Consolidated Audit Trail (CAT) may seem to be another weighty technical challenge, whose cost and implementation challenges will fall disproportionately on their shoulders (and their budgets).

Edel Brophy, Head of ESG & Regulatory Compliance, Fenergo

Wall Street brokers are breathing a collective sigh of relief so far as the U.S. Securities and Exchange Commissions Tick Pilot program prepares to end its first full week of operation without so much as a hiccup

Nominations are open for 2023 Markets Choice Awards.

Clearpool unveils their new corporate identity with a new website and logo as part of a corporate rebranding initiative announced today.

The investment will support the fintech firm’s mission to build better infrastructure for capital markets.

Margin requirements for non-cleared derivatives have boosted clearing.

Nearly half of brokerage execs surveyed by Acuiti say data costs are 'far too high'.

Pragma, has expanded its algorithmic trading platform, Pragma360, to include non-deliverable forwards (NDFs).

Event will convene buy-side, sell-side, exchanges, and academics to examine the recent SEC proposals.