Phase 6 of UMR Will Be a Game-Changer in Derivatives
The brave new world of derivatives compliance will favor firms that manage it aggressively, Hazeltree's Joe Spiro writes.
Goldman Says Options Traders Too Relaxed Before OPEC Meeting
Tranquility reigns in exchange-traded funds tracking oil and its producers. Too much, says Goldman Sachs Group Inc.
Cowen Launches Digital Asset Division
The new division offers full-service trade execution and custody for institutions.
Solution to Currency Rigging Could Profit Traders, Pragma Says
The effort to stamp out manipulation in one of the currency markets most important benchmarks may have inadvertently created a profitable strategy for proprietary traders, according to a company with expertise in electronic trading.
Pragma Announces Agreement to Provide Polaris EMS to NYSE Floor Brokers
Pragma's Polaris leverages the sequencer architecture.
Bank of America Merrill Lynch Will Participate at GMEX Exchange Launch
When the GMEX Exchange opens on Friday, Bank of America Merrill Lynch will be a part of the launch.
T+1 Requires a New Playbook
By David Smith, capital markets practice lead at Broadridge Consulting Services, and Uday Singh, head of professional services at Broadridge
NYSE Draws Users Ire With Fee Increases, Patent Charge Proposal
Intercontinental Exchange Inc., owner of the New York Stock Exchange and some of the worlds biggest derivatives markets, is setting up a clash with customers with its plan to generate income by licensing patents and boosting market-data fees.
Société Générale Selects Broadridge’s Distributed Ledger Repo Platform
Société Générale is the Latest Global Bank to Join Broadridge’s Platform.
Russia-based Broker BCS Buys U.S Dealer Alforma
In a move designed to help Russian traders enter the U.S. equity trading markets, BCS Financial announced it was buying a U.S. broker-dealer Alforma Capital Markets.
