Is the buyside being provided with enough information as to where and how its orders are being routed and handled?

National Organization of Investment Professionals

NOIP Spring Washington Conference • April 19, 2010

Walter Mis, BTIG, New York; Doug Matthews, guest.

<SCRIPT language="JavaScript1.1" SRC="http://ad.doubleclick.net/adj/tradersmagazine.com/;abr=!ie;pg=photo;sz=220x200;pos=bottrow_text1;tile=7;ord=19991755?"> </SCRIPT>
<SCRIPT language="JavaScript1.1" SRC="http://ad.doubleclick.net/adj/tradersmagazine.com/;abr=!ie;pg=photo;sz=220x200;pos=bottrow_text2;tile=8;ord=19991755?"> </SCRIPT>
<SCRIPT language="JavaScript1.1" SRC="http://ad.doubleclick.net/adj/tradersmagazine.com/;abr=!ie;pg=photo;sz=220x200;pos=bottrow_text3;tile=9;ord=19991755?"> </SCRIPT>
<SCRIPT language="JavaScript1.1" SRC="http://ad.doubleclick.net/adj/tradersmagazine.com/;abr=!ie;pg=photo;sz=220x200;pos=bottrow_text4;tile=10;ord=19991755?"> </SCRIPT>