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Commentary

EDITOR'S LETTER
Tom Steinert-Threlkeld

Trading Through

The mispriced transactions totaled 442,600, from October 2008 through the start of this year. The amount owed customers for the mistakes was $420,360. Less than a buck a trade. On a 200-share trade, that equals less than 3 cents each.

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Photo Gallery March 11, 2010

G.O.A.L.

7th Annual Reception and Charity Auction

<p>Tom Defazio, Aqua Equities; Jeff Kaplan, Deerfield Partners, both New York.</p> <p>Neal O´Sullivan, Instinet, Craig Cummings, Cantor Fitzgerald; Barry Berkowitz, Instinet, New York.</p> <p>Raj Pergani, guest; Nicole Masse, BIDS; Dan Purcell, Concept Capital; Tom Kelly, JPMorgan, all New York.</p> <p>Danielle Dempsey, Ameriprise; John Guarino, Quad Capital, both New York.</p>
<p>Baron Williard, RBC Capital Markets, Gina Fenton, Pipeline, both New York</p> <p>Jeff Kaplan, Deerfield Partners; Joeanna Greenberg, guest.</p> <p>Brian Duddy, William Blair; Rob Shapiro, Morgan Stanley Asset Management, both New York.</p> <p>Ed Gallagher, Pat Sheehy, both ConvergEx Group; Jon Roth Riversource, all New York.</p>
<p>Christophe Dacre-Wright, TAG, New York; Alexis Caze, Deerfield Partners, both New York.</p> <p>Michael Cerussi, Pat Sheehy, both BNY ConvergEx Group; Jon Roth Riversource; Ed Gallagher, ConvergEx Group; JR Moore, George Mosby, Ted Batesky, all Liquidnet New York.</p> <p>Gianni Miccoli, Liquidnet, Rob Murphy, Thales; Tim Nertsen, Liquidnet, Ne York.</p> <p>Ken Heath, Traders Magazine; Alfred Eskandar, Liquidnet, New York.</p>

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