Traders Poll

Is the buyside being provided with enough information as to where and how its orders are being routed and handled?

Yes

36%

No

36%

Too much information is not enough

27%

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Security Traders Association

75th Annual Conference • October 16-19, 2008

Board of Directors

John Daley, Stifel Nicolaus, Dallas; Drew Goss, Heathrow; Tom Carter, Westlake Village, both JonesTrading; Steve Puleo, Canaccord Adams, Boston; Lou Matrone, Rushmore Investment Advisors, Dallas; Nancy Usiak, Cabrera Capital Markets, Chicago; Bart Green, Wachovia Securities, St. Louis; John Giesea, STA, New York; Peter Driscoll, Northern Trust, Chicago;  Brett Mock, BTIG, San Francisco; Jennifer Setzenfand, Federated Investors, Pittsburgh; Bill Vance, Imperial Capital; Lisa Utasi, ClearBridge Advisors, both New York; Tony Sanfilippo, Etico Capital, Westport; Joe Cangemi, BNY ConvergEx Group, New York. Not Pictured: Joe Mecane, NYSE Euronext, New York; Brian McCarthy, Vanguard Brokerage, Malvern.


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