more

Commentary

BRAVE NEW WORLD
Dan Mathisson

Uncanny Resemblance

The line between exchange trading and off-exchange trading has blurred to the point where there really isn’t that big a distinction anymore.

Traders Poll

Would creating a handful of "universal" order types help reduce the complexity of equities trading?

Advertisement

Resource Center

Reader Services

Free Site Registration

Photo Gallery September 6-9, 2007

Dallas Security Traders Association

2007 Annual Convention, Four Seasons Resort, Irving, TX

<p>Mark Esposito, First Vice President, Esposito Partners, Brian Wardle, President, Jefferies & Co., Nichole Ake, Treasurer, Penson Financial Group, Alan Marshall, Second Vice President, Luther King, Vic Topper, Secretary, Jefferies & Co., all Dallas.</p> <p>Jennifer Enos, Joe Crisalli. both LaBranche Financial Group, New York; Jamie Vollaro, Fuji Bianchi, both Hudson Securities, Jersey City.</p> <p>Joe Tama, Merrill Lynch, Jennifer Enos, LaBranche Financial Group, both New York; Tim Noakes, US Chamber of Commerce, Dallas; Tim Padala, Hill Thompson Magid, Jersey City.</p> <p>Yvonne Ricardo, Wey Technologies, New York; Ron Dempsey, MF Global, Chicago; Jodi Carruthers, PFC Energy Strategic Advisors, New York.</p>
<p>Doug Throckmorton, Penson Financial Group, Joe DŽAmico, Southwest Securities, Bart McCain, Penson Financial Group, all Dallas; Tim Martin, Citi, Chicago.</p> <p>Kenny and Debbie Gast, Instinet, St. Louis; James Duncan, Canaccord Capital, Toronto; Jay Meagrow, Keybanc Capital Markets, Cleveland.</p> <p>Mike Liotti, ISI Group, New York; Susan Ware, Westwood Holdings, Dallas; Brad Kott, ISI Group, New York.</p> <p>Mike Mueller, Knight Capital Group, Jersey City; Ila Jehl, Dallas, Dan Weingarten, New York, both Penson Financial; Chris Cochrane, Knight Capital Group, Jersey City.</p>
<p>Ronnie Stein, Guest; Brit King, SMH Capital; Kevin Cronin, Invesco, all Dallas.</p> <p>Daniel Seigle, AIM, Dallas; Don Cottage, Pipeline Trading Systems, Boston.</p> <p>John Giesea, STA, New York; Jamey Gallemore, Past DSTA President, Dallas.</p> <p>Dan Mele, Mark Esposito, both Esposito Partners, Dallas.</p>
<p>Lisa Utasi, ClearBridge Advisors, New York; Ronnie Stein, Guest; Mary McDermott Holland, Franklin Portfolio Associates, Boston.</p> <p>Rick Andrews, DSTA, Dallas; Pete Driscoll, Northern Trust, Chicago;</p> <p>Brit King, SMH Capital; Rick Benners, Southwest Securities, both Dallas.</p> <p>Alan Marshall, Lurther King, Dallas; Lisa Utasi, ClearBridge Advisors, New York; Brian Wardle, Jefferies & Co., Dallas.</p>
<p>Luncheon Speaker: James Wicklund, Spinnerhawk Capital, Dallas.</p> <p>Buy-Side Panel - "Liquidity and Soft Dollars Now and the Future": Dowell Stackpole, Barbnet Investments, Houston; Alan Marshall, Luther King, Dallas; Lisa Utasi, ClearBridge Advisors, New York; Michael Crockett, Brazos Capital Management, Mark Esposito, Esposito Partners, both Dallas.</p> <p>Compliance Panel - "The New Post Reg NMS World": Curtis Sorrells, MGL Consulting, Houston; Julie Preuitt, SEC; Erin Vocke, FINRA; Phyllis Knowles, Southwest Securities; Nichole Ake, Penson Financial, all Dallas.</p> <p>STA/Washington Update: John Giesea, STA, New York.</p>
<p>Gene Hill, Capital Institutional Services, Dallas; Alicia Frazier, TFJ Investments, Greenwich, Kenny Gast, Instinet, St. Louis; Joann Orosco, TFJ Investments, Greenwich; Eric Cannon, Jefferies & Co., Dallas; Suzanne Martin, TFJ Investments, Greenwich.</p> <p>Jim Griffith, NYFIX, New York; Debbie Gast, guest, Ken Heath, Traders Magazine, New York.</p> <p>Forrest Hopper, JonesTrading, Mark Callahan, Capital Institutional Services, both Dallas.</p> <p>Michael Carson, BNY ConvergEx, New York; Rich Radulski, State Street; John Barnat, BNY ConvergEx, both Boston.</p>
<p>Laura Bley, Bley Investment Group, Dallas; Carl Brazendale, Pershing, Chicago.</p> <p>Karen Savie, Simmons & Co., Dallas; Jay Meagrow, Keybanc Capital Markets, Cleveland; Allison Jacobs, Credit Suisse, New York.</p> <p>Matt Edwards, Joe Rosio, both Sanford Bernstein, New York; Will Andrews, Stifel Nicolaus, Baltimore.</p> <p>Sam Lippitt, Cowen & Co., New York; Seth Williams, Penson Financial Group, Kyndra Velencia, Westwood Holdings, Patricia Andrews, Barrow Hanboy, all Dallas.</p>
<p>Peter Maddox, Capital Growth Financial, Dallas; Roger Peterkin, Thinkorswim, Boston; John Kelly, Empire Financial Group, Orlando.</p> <p>JD Michael, Alison Pearcy, both Vaughn Nelson</p> <p>& Co., Amy Michael, guest; Lou Matrone, Empire Financial Group, all Dallas.</p> <p>Camille Rocha, Giselle Bergelund, Lindsey Smith, all DSTA, Dallas.</p>
<p>Rich Paul, Collins Stewart, New York; Joe Cunningham, Proshares, Bethesda; Marilyn Pianelli, LaBranche Financial Group, New York; James Duncan, Canaccord Capital, Toronto.</p> <p>Jeff Gratton, BATS, Kansas City; Allison Jacobs, Credit Suisse, New York; Jon Schnieder, BATS, Kansas City; Ellen Liao, NASDAQ, New York; Rob Jacobs, National Stock Exchange, Tiburon.</p> <p>Daniel Seigle, AIM Invesmtents, Brit King, SMH Capital, both Dallas.</p> <p>Paul Ake, guest, John Giesea, STA, New York; Bart Green, AG Edwards, St. Louis; Sonny Lennon, CSTA, Warkworth..</p>
<p>Nanette King, Margo Rask, both guests, Mike Rask, First Dallas Securities, Dallas.</p> <p>Dawn and John Daley, DSTA, Dallas; Brian Wardle, Jefferies & Co. Dallas; Bart Green, AG Edwards, St. Louis.</p> <p>Vic Topper, RBC Capital Markets, Nicole Ake, Penson Financial Group; Daniel Seigle, AIM Investments, all Dallas.</p> <p>Ken Wardle, Sara Wardle, Mark Wardle, all guests.</p>
<p>Jaime Pfannmueller, Canaccord Capital, Vancouver; Marc Baine, Lehman Brothers, New York.</p> <p>Karen Savoie, Simmons & Co., Dallas; Tony Lopez, Pershing, Jersey City.</p> <p>Michael Anastasi, Knight Capital Group, Jersey City; Jennifer Enos, LaBranche Financial, Leucio Iacobelli, UBS, both New York.</p> <p>Lauren Waldman, ITG, New York; Seth Williams, Penson Financial, Dallas; Dusti Smith, ITG, New York.</p>
<p>Allison Merna, Hudson Securities, Jersey City; Tom Lavery, ATD, Mt. Pleasant.</p> <p>Martin Hakker, Fidessa, Raul Perez, Bernard L. Madoff Invesmtent Securities, both New York; Lauren Mosolino, Direct Edge, Jersey City; Terry Flynn, Fidessa, New York.</p> <p>Rich Paul, Collins & Co., New York; Tim Padala, Hill Thompson Magid, Jersey City.</p> <p>John Giesea, STA, New York; Nichole Ake, Penson Financial Group, Dallas; Jim Rogers, guest speaker, Paul Ake, guest.</p>
<p>Susan Ware, Westwood Investments; Joann Orosco, NFI Investments, both Dallas.</p>

Back to 2007

Photo Gallery

We're sorry. Your computer must be equipped with a browser capable of rendering HTML 4.01 and running JavaScript. In your browser, you must enable JavaScript. In addition, you should enable style sheets.

More Galleries

Advertisement

Video


WALL STREET WOMEN 2012: Start-Up Success

Dana Dakin, Founder of Dakin Partners and a recipient of a ‘Wall Street Women 2012: Entrepreneur of the Year’ award discusses why she started her business, what it’s like to be a women entrepreneur, and what it takes to be successful.

More

Advertisement

Current Issue

Traders Magazine

The stock dealers and institutional traders complete interactive news and information service

Advertisement