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Dallas Security Traders Association

2007 Annual Convention, Four Seasons Resort, Irving, TX • September 6-9, 2007

Mark Esposito, First Vice President, Esposito Partners, Brian Wardle, President, Jefferies & Co., Nichole Ake, Treasurer, Penson Financial Group, Alan Marshall, Second Vice President, Luther King, Vic Topper, Secretary, Jefferies & Co., all Dallas. Jennifer Enos, Joe Crisalli. both LaBranche Financial Group, New York; Jamie Vollaro, Fuji Bianchi, both Hudson Securities, Jersey City. Joe Tama, Merrill Lynch, Jennifer Enos, LaBranche Financial Group, both New York; Tim Noakes, US Chamber of Commerce, Dallas; Tim Padala, Hill Thompson Magid, Jersey City. Yvonne Ricardo, Wey Technologies, New York; Ron Dempsey, MF Global, Chicago; Jodi Carruthers, PFC Energy Strategic Advisors, New York.
Doug Throckmorton, Penson Financial Group, Joe D´Amico, Southwest Securities, Bart McCain, Penson Financial Group, all Dallas; Tim Martin, Citi, Chicago. Carol Scott, Rod Taylor, both Quantum 5, Austin; Jeffery Gratton, Jon Schneider, both BATS, Kansas City. Kenny and Debbie Gast, Instinet, St. Louis; James Duncan, Canaccord Capital, Toronto; Jay Meagrow, Keybanc Capital Markets, Cleveland. Mike Liotti, ISI Group, New York; Susan Ware, Westwood Holdings, Dallas; Brad Kott, ISI Group, New York.
Mike Mueller, Knight Capital Group, Jersey City; Ila Jehl, Dallas, Dan Weingarten, New York, both Penson Financial; Chris Cochrane, Knight Capital Group, Jersey City. Ronnie Stein, Guest; Brit King, SMH Capital; Kevin Cronin, Invesco, all Dallas. Daniel Seigle, AIM, Dallas; Don Cottage, Pipeline Trading Systems, Boston. John Giesea, STA, New York; Jamey Gallemore, Past DSTA President, Dallas.
Dan Mele, Mark Esposito, both Esposito Partners, Dallas. Lisa Utasi, ClearBridge Advisors, New York; Ronnie Stein, Guest; Mary McDermott Holland, Franklin Portfolio Associates, Boston. Rick Andrews, DSTA, Dallas; Pete Driscoll, Northern Trust, Chicago; Brit King, SMH Capital; Rick Benners, Southwest Securities, both Dallas.
Alan Marshall, Lurther King, Dallas; Lisa Utasi, ClearBridge Advisors, New York; Brian Wardle, Jefferies & Co., Dallas.
Luncheon Speaker: James Wicklund, Spinnerhawk Capital, Dallas. Buy-Side Panel - "Liquidity and Soft Dollars Now and the Future": Dowell Stackpole, Barbnet Investments, Houston; Alan Marshall, Luther King, Dallas; Lisa Utasi, ClearBridge Advisors, New York; Michael Crockett, Brazos Capital Management, Mark Esposito, Esposito Partners, both Dallas. Compliance Panel - "The New Post Reg NMS World": Curtis Sorrells, MGL Consulting, Houston; Julie Preuitt, SEC; Erin Vocke, FINRA; Phyllis Knowles, Southwest Securities; Nichole Ake, Penson Financial, all Dallas.
STA/Washington Update: John Giesea, STA, New York. Gene Hill, Capital Institutional Services, Dallas; Alicia Frazier, TFJ Investments, Greenwich, Kenny Gast, Instinet, St. Louis; Joann Orosco, TFJ Investments, Greenwich; Eric Cannon, Jefferies & Co., Dallas; Suzanne Martin, TFJ Investments, Greenwich. Jim Griffith, NYFIX, New York; Debbie Gast, guest, Ken Heath, Traders Magazine, New York. Forrest Hopper, JonesTrading, Mark Callahan, Capital Institutional Services, both Dallas.
Michael Carson, BNY ConvergEx, New York; Rich Radulski, State Street; John Barnat, BNY ConvergEx, both Boston. Laura Bley, Bley Investment Group, Dallas; Carl Brazendale, Pershing, Chicago. Karen Savie, Simmons & Co., Dallas; Jay Meagrow, Keybanc Capital Markets, Cleveland; Allison Jacobs, Credit Suisse, New York. Matt Edwards, Joe Rosio, both Sanford Bernstein, New York; Will Andrews, Stifel Nicolaus, Baltimore.
Sam Lippitt, Cowen & Co., New York; Seth Williams, Penson Financial Group, Kyndra Velencia, Westwood Holdings, Patricia Andrews, Barrow Hanboy, all Dallas. Peter Maddox, Capital Growth Financial, Dallas; Roger Peterkin, Thinkorswim, Boston; John Kelly, Empire Financial Group, Orlando. JD Michael, Alison Pearcy, both Vaughn Nelson & Co., Amy Michael, guest; Lou Matrone, Empire Financial Group, all Dallas.
Camille Rocha, Giselle Bergelund, Lindsey Smith, all DSTA, Dallas. Rich Paul, Collins Stewart, New York; Joe Cunningham, Proshares, Bethesda; Marilyn Pianelli, LaBranche Financial Group, New York; James Duncan, Canaccord Capital, Toronto. Jeff Gratton, BATS, Kansas City; Allison Jacobs, Credit Suisse, New York; Jon Schnieder, BATS, Kansas City; Ellen Liao, NASDAQ, New York; Rob Jacobs, National Stock Exchange, Tiburon. Daniel Seigle, AIM Invesmtents, Brit King, SMH Capital, both Dallas.
Paul Ake, guest, John Giesea, STA, New York; Bart Green, AG Edwards, St. Louis; Sonny Lennon, CSTA, Warkworth.. Nanette King, Margo Rask, both guests, Mike Rask, First Dallas Securities, Dallas. Dawn and John Daley, DSTA, Dallas; Brian Wardle, Jefferies & Co. Dallas; Bart Green, AG Edwards, St. Louis. Vic Topper, RBC Capital Markets, Nicole Ake, Penson Financial Group; Daniel Seigle, AIM Investments, all Dallas.
Ken Wardle, Sara Wardle, Mark Wardle, all guests. Jaime Pfannmueller, Canaccord Capital, Vancouver; Marc Baine, Lehman Brothers, New York. Karen Savoie, Simmons & Co., Dallas; Tony Lopez, Pershing, Jersey City. Michael Anastasi, Knight Capital Group, Jersey City; Jennifer Enos, LaBranche Financial, Leucio Iacobelli, UBS, both New York.
Lauren Waldman, ITG, New York; Seth Williams, Penson Financial, Dallas; Dusti Smith, ITG, New York. Allison Merna, Hudson Securities, Jersey City; Tom Lavery, ATD, Mt. Pleasant. Martin Hakker, Fidessa, Raul Perez, Bernard L. Madoff Invesmtent Securities, both New York; Lauren Mosolino, Direct Edge, Jersey City; Terry Flynn, Fidessa, New York. Rich Paul, Collins & Co., New York; Tim Padala, Hill Thompson Magid, Jersey City.
John Giesea, STA, New York; Nichole Ake, Penson Financial Group, Dallas; Jim Rogers, guest speaker, Paul Ake, guest. Susan Ware, Westwood Investments; Joann Orosco, NFI Investments, both Dallas.
 

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