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Commentary

EDITOR'S LETTER
Tom Steinert-Threlkeld

Trading Through

The mispriced transactions totaled 442,600, from October 2008 through the start of this year. The amount owed customers for the mistakes was $420,360. Less than a buck a trade. On a 200-share trade, that equals less than 3 cents each.

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Photo Gallery January 1, 2007

st Annual Convention

Carolina Security Traders Association

<p>Grits</p> <p>Carpetbaggers</p> <p>Opening remarks and</p><p>introduction of the</p><p>business panel</p><p>William Wesley Sutton, II,</p><p>president of CSTA, Deutsche Banc</p><p>Alex Brown, Winston Salem</p> <p>Update and initiatives</p><p>on STA</p><p>Lisa Utasi, chairman STA,</p><p>ClearBridge Advisors, New York</p>
<p>Business Panel</p><p>“Finding Liquidity in Fragmented Markets”</p><p>To include: Crossing Networks, Dark Pools, CSA, Exchanges. Block Trading, TRF,</p><p>Smart Routers, Compliance, Soft Dollars, Equities, Options, FX, Hybrid and more.</p><p>Moderator: Brian Baker, Board Member CSTA, BB&T Asset Mgmt., Raleigh;</p><p>Mary McDermott-Holland, Franklin Portfolio Associates, Boston;</p><p>Laura Morrison, NYSE Euronext; Ellen Green, NASDAQ, both New York;</p><p>Jeff Martin, Automated Trading Desk, Mt. Pleasant.</p> <p>Lisa Utasi, ClearBridge Advisors, New York; Mary McDermott-Holland,</p><p>Franklin Portfolio Associates, Boston; Wes Sutton, Deutsche Banc</p><p>Alex Brown, Winston Salem; Brian Baker, BB&T Asset Mgmt., Raleigh;</p><p>Jeff Martin, ATD, Mt. Pleasant; Ellen Greene, NASDAQ; Laura Morrison,</p><p>NYSE Euronext, both New York.</p> <p>Grady Thomas, Interstate Group, Charlotte; Susan Adams, Aimee Adams,</p><p>both guests.</p><p>Bob</p> <p>Trudy Schrodt, guest;</p><p>Janet Karner, Interstate</p><p>Group, Charlotte;</p><p>Marnie Hock, Donna Resile,</p><p>Linda Ashley, all guests.</p>
<p>Beth and Raul Perez, Bernard</p><p>L. Madoff Investment</p><p>Securities; Courtney Webber,</p><p>Alex Krasutsky, both</p><p>Keefe Bruyette Woods,</p><p>all New York.</p> <p>Lisa Klaus, guest; Tom Black,</p><p>Jessica and Jeff Martin,</p><p>all ATD, Mt. Pleasant;</p><p>Patty Kevin-Schuler,</p><p>CBOE, Chicago.</p> <p>Meaghan McLaughlin, RBC</p><p>Dain; Fran Greenberg, Nancy</p><p>McLaughlin, both BNY</p><p>ConvergEx, all New York;</p><p>Mary McDermott Holland,</p><p>Franklin Portfolio Associates,</p><p>Boston; Lori Bucchignaro,</p><p>BNY ConvergEx, New York.</p> <p>Peter and Maura Marcon,</p><p>Bear Stearns; Camille and</p><p>Arthur Montouro, Pipeline</p><p>Trading Systems; Ana Desilua,</p><p>guest; Dean Perna, Bear</p><p>Stearns, all New York.</p>
<p>Bob Adams, Jay Thomas, both Interstate Group, Charlotte; Rusty Page,</p><p>Rusty Page & Co., Linville.</p> <p>Bob Holland, guest; Jeff Kohl, Traders Magazine; Ed Donovan, Cuttone & Co.,</p><p>both New York.</p> <p>Dallas Lundy, Atlanta Capital Management; Penny and Hugh Worsham,</p><p>Jefferies & Co., all Atlanta.</p> <p>Morgan and Staci Dunbar, Citi, New York.</p>
<p>Tiffany Boyes, guest; Jay Meagrow, Keybanc</p><p>Capital Markets, Cleveland.</p> <p>Micael Lynch, guest; Denise</p><p>Strum Lynch, Burnham</p><p>Securitries; Alison Sturm,</p><p>Goldman Sachs, both New</p><p>York; Kathy Heller,</p><p>JonesTrading, Atlanta.</p> <p>Kristen and Peter Mullen,</p><p>Weeden & Co., Greenwich;</p><p>Claudine and Randy Williams,</p><p>Kansas City; Layren Sbordine,</p><p>New York, both BATS.</p> <p>Vanessa Light, Benchmark;</p><p>Fran Greenberg, Lori</p><p>Bucchignano, both BNY</p><p>ConvergEx; Cynthia Englise,</p><p>RBC Capital Markets;</p><p>Nancy McLaughlin, BNY</p><p>ConvergEx, all New York.</p>
<p>Trudy Schrodt, Marisa Whitehead, both guests; James Whitehead,</p><p>JonesTrading, Heathrow.</p> <p>Marc Angelos, Morgan Stanley, New York; Beth and Raul Perez,</p><p>Bernard L. Madoff Investment Securities, New York; Randy</p><p>and Claudine Williams, BATS, Kansas City; Lauren Bordene,</p><p>BATS, New York.</p> <p>Beth and Raul Perez, Bernard L. Madoff Investment</p><p>Securities, New York.</p> <p>Charlie McBride, JonesTrading, Heathrow; Lou Carosa,</p><p>Wachovia, Charlotte.</p>
<p>Marc Angelos, Morgan Stanley, New York; Irene Pajer,</p><p>Interstate Group, Charlotte.</p> <p>Bill Smith, Wedge Capital Management, Charlotte;</p><p>Marnie Hock, guest.</p> <p>Kathy and Craig Snyder, Morgan Keegan, New York; Matt Canner, Knight</p><p>Equity Markets, Jersey City.</p> <p>Grady and Ann Thomas, Interstate Group, Charlotte; Debbie and Bill Culhane,</p><p>Knight Equity Markets, Jersey City.</p>
<p>Peter and Brenda Callahan, Interstate Group; Rusty and Diane Page,</p><p>Rusty Page & Co., all Charlotte.</p> <p>Marc and Ellen Greene, NASDAQ, New York.</p> <p>Gerard Smith, Weeden & Co. Greenwich;</p><p>Madeline Smith.</p> <p>Mae Fue, guest; Edward Oh, Knight Equity Markets, Jersey City;</p><p>Wes and Lisa Sutton, Duetsche Bank, Winston Salem.</p>
<p>Pete Bennett, guest; John and Sarah Barnat, BNY ConvergEx, Boston;</p><p>Joyce and Hiram Greene, Duncan Williams, Charlotte.</p> <p>Bob and Kathy Heller, JonesTrading, Atlanta; Donna and Rob Rasile,</p><p>Sterling Capital Management, Charlotte; Maura and Peter Marcon,</p><p>Bear Stearns, New York.</p> <p>Dean Purna, Bear Stearns; Alex Krasutsky, Keefe Bruyette Woods; Raul Perez,</p><p>Bernard L. Madoff Investment Securities, all New York.</p> <p>Craig Delizia, Tom Selquist, both Goldman Sachs, New York; Jason Smith,</p><p>TIAA Cref, Charlotte; Gene Choe, Credit Suisse, New York.</p>
<p>Pete Bennett, Rusty Page, both guests; John Barnat, BNY ConvergEx,</p><p>New York; Jay Thomas, Interstate Group, Charlotte.</p> <p>Bob Adams, Interstate Group, Charlotte; Tom Black, ATD, Mt. Pleasant;</p><p>Darryl Layne, Flippin, Bruce & Porter, Charlotte; Jeff Martin, ATD,</p><p>Mt. Pleasant.</p> <p>Staci and Morgan Dunbar, Citi, New York; Steve Thomas, ITG,</p><p>New York.</p><p>Mike</p> <p>Darren Short, Lehman Brothers, New York; Dallas Lundy, Atlanta Capital</p><p>Management; Daryl Weber, Lehman Brothers, both Atlanta; Fred Godbee,</p><p>Morgan Stanley, New York.</p>
<p>Mike Lynch, guest; Bill Culhane, Knight Equity Group, Jersey City; Michael</p><p>Hock, Jefferies & Co., Short Hills; Brian Pool, Gateway Trading, St. Louis.</p> <p>Dave Gildea, Bear Stearns, New York; Lou Carosa, Wachovia, Charlotte;</p><p>Chrys Hellman, FTN Midwest Securities; Peter Marcon, Bear Stearns,</p><p>both New York.</p> <p>Bob Rasile, Director, Sterling Capital Management; Bill Smith, Senior Vice President, Wedge Capital</p><p>Management; Jay Thomas, Director; Irene Pajer, Treasurer, both Interstate Group; Lou Carosa,</p><p>First Vice President, Evergreen Investment Management; Brian Baker, Director,</p><p>BB&T Asset Management; Wes Sutton, President, Deutsche Bank.</p>

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