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Photo Gallery May 1, 2007

New York Baruch College Zicklin School of Business

Baruch College Zicklin School of Business Regulation and Technology - How Are They Driving Our Markets? May 1, 2007

<p>Introduction</p><p>Robert Schwartz, Zicklin School of Business,</p><p>Baruch College, New York.</p> <p>A Dialog With John Thain</p><p>Robert Schwartz, Zicklin School of Business, Baruch College, CUNY;</p><p>John Thain, NYSE Group, both New York.</p> <p>Robert Schwartz, Toni Colaninno, both Zicklin</p><p>School of Business, Baruch College, CUNY,</p><p>New York.</p> <p>Robert Schwartz, Zicklin School of Business,</p><p>Baruch College, CUNY, Bob Pisani, CNBC,</p><p>New York.</p>
<p>John Thain NYSE Group; Kathleen Waldron,</p><p>Zicklin School of Business, Baruch College,</p><p>both New York.</p> <p>Robert Schwartz, Zicklin School of Business, Baruch College, CUNY, John</p><p>Thain NYSE Group; John Elliott, Zicklin School of Business all New York.</p> <p>Greetings</p><p>Kathleen Waldron, President, Zicklin School of</p><p>Business, Baruch College, New York.</p>
<p>Opening Address</p><p>Ian Domowitz, Investment Technology Group,</p><p>New York.</p> <p>The Impact of Electronic Trading Technology</p><p>Moderator: Richard Holowczak, Zicklin School of Business, New York;</p><p>Leslie Boni, UNX, Burbank; Kevin Callahan, JonesTrading, New York;</p><p>Alfred Eskandar, Liquidnet; James Leman, Westwater Corp.;</p><p>Robert McCooey, Nasdaq; Joseph Wald, EdgeTrade, all New York.</p> <p>A Dialog with Eric Sirri</p><p>Erik Surri, Director, Division of Market Regulation, U.S. Securities and</p><p>Exchange Commission; Bob Pisani, CNBC, New York.</p> <p>Regulatory Initiatives: Implications for Competition and Efficiency</p><p>Moderator, Frank Hathaway, Nasdaq, Washington D.C.; Len Amoruso,</p><p>Knight Capital Group, Jersey City; Douglas Atkin, Majestic Research,</p><p>New York; Daniel Gray, US Securities and Exchange Commission, Washington</p><p>D.C.; Richard Ketchum, NYSE Group, New York; Douglas Shulman, NASD,</p><p>Washington D.C.; Robert Wood, University of Memphis, Memphis.</p>
<p>What the Buy-Side Needs</p><p>Moderator: Joe Gawronski, Rosenblatt Securities; Paul Davis, TIAA CREF</p><p>Investment Management, Fred Federspiel, Pipeline Trading Systems,</p><p>all New York; Robert Gauvain, Pioneer Investments, Boston;</p><p>Oscar Onyema, American Stock Exchange, New York; Daniel Schaffer,</p><p>Schaffer Asset Management, Harrison.</p> <p>Market Quality:</p><p>The Big Picture</p><p>James Angel, Georgetown University;</p><p>Moderator: Nic Stuchfield, London</p><p>Stock Exchange, London; Bill Harts,</p><p>Banc of America Securities, New</p><p>York; David Krell, ISE, New York;</p><p>Andreas Preuss, Deutsche Borse;</p><p>James Ross, NYSE Group, New York;</p><p>Larry Tabb, The Tabb Group,</p><p>Westboro.</p> <p>Introduction: A Dialog With John Thain</p><p>John Elliott, Dean, Zicklin School of Business,</p><p>New York.</p>

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