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Commentary

EDITOR'S LETTER
Tom Steinert-Threlkeld

Trading Through

The mispriced transactions totaled 442,600, from October 2008 through the start of this year. The amount owed customers for the mistakes was $420,360. Less than a buck a trade. On a 200-share trade, that equals less than 3 cents each.

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Photo Gallery May 7, 2007

Washington, DC NOIP

Spring Conference 2007 Willard Hotel, Washington, DC May7, 2007

<p>Brian Cole, Equinox, New York; Ann and Grady Thomas, The Interstate Group,</p><p>Charlotte.</p> <p>Jamie Bogen, Bear Stearns, New York; Fred Mason, Babson Capital, Boston;</p><p>Nancy McLaughlin, BNY ConvergEx Group; Jim Conti, Murphy & Durier;</p><p>Jason Valdez, Rosenblatt Securities, all New York.</p> <p>John Giesea, STA; Peter Madoff, Mark Madoff, Bernard Madoff Investment</p><p>Securities; Lisa Utasi, ClearBridge Advisors, all New York, Bill Yancey,</p><p>Penson Financial, Dallas.</p> <p>Steve Swanson, ATD, Mt. Pleasant; Pete Driscoll, Northern Trust; Cheryl</p><p>Cargie, Ariel Capital Management, both Chicago; George Bodine, GM</p><p>Investment Management, New York; Matt Gulley Franklin Templeton, Ft.</p><p>Lauderdale; Dan Royal, Artisan Partners, Milwaukee.</p>
<p>Art Montouro, Pipeline Trading, New York;</p><p>Jim Conti, Murphy & Durieu, New York.</p> <p>Lisa Best, Schroders; Kris Talgo, Rochedale</p><p>Securities, both New York.</p> <p>David Gouchoe, Caxton Associates;</p><p>Mike Robbins, Robbins & Henderson,</p><p>both New York.</p> <p>Mat Gulley, Franklin Templeton, Fort Lauterdale;</p><p>John Schraff, Jr.; West LB, London.</p>
<p>John Cloud, Prime Capital Management,</p><p>Pasadena; Tim Heekin, guest, San Francisco.</p> <p>Christina Kelerchian, Goldman Sachs Asset</p><p>Management; Mike Murphy, Pitney Run Capital,</p><p>both New York.</p> <p>Bob Stellato, Soleil Securities; Pete Walsh, ING</p><p>Investment Management, both New York.</p> <p>Ron Jackson, Jackson Partners, New York; Kurt Weber, Nutmeg Securities,</p><p>Fairfield; Fred Lexow, JPMorgan Chase, New York.</p>
<p>Clarence Woods, MTB Investment Advisors,</p><p>Baltimore; Sharon Faska, KeyBanc, Cleveland.</p> <p>Paul Harvey, UBS Asset Management, Stamford;</p><p>Paula Mahoney, Mellon Financial, Pittsburgh.</p> <p>Jeff Albright, Waddell & Reed, Shawnee Mission;</p><p>Gail Kummer Fiskewold, ICAP, Minnesota.</p> <p>Kurt Weber, Nutmeg Securities, Fairfield;</p><p>Greg Cavallo, LaBranche, New York.</p>
<p>Jim Prey, T. Rowe Price, Baltimore;</p><p>Larry Leibowitz, UBS, Stamford.</p> <p>Sandy Bates Hinck, AXA Rosenberg, Orinda; Carol Burns, Montag & Caldwell,</p><p>Atlanta; Ellen Parker Hanlin, Howard Hughes Medical Institute, Chevy Chase.</p> <p>Scott Franc, Sungard, St Louis; Brian Pears, NYFIX, New York; Terry Franc,</p><p>Retired, St Louis.</p><p>Dan Tandy, Prime Executions; Bernie McSherry, Prudential; Andy Brooks,</p><p>T. Rowe Price; Joe Benanti, Rosenblatt Securities, all New York.</p><p>Della</p> <p>Gina Fenton, Pipeline Trading; John Giesea, STA; Bob McCooey Jr. , Nasdaq,</p><p>all New York; Jim Conway, Knight Capital Markets, Jersey City.</p>
<p>Della Hood-Laster, Piedmont Investment Advisors, Durham; Joe Cangemi,</p><p>BNY ConvergEx Group; Nancy Bennett, LaBranche, both New York;</p><p>Mary Ellen Cox; Denver Investment Advisors, Denver.</p> <p>Matt Welden, Trusco Capital Management, Atlanta; James Duncan, Canaccord</p><p>Capital, Toronto; Barbara McFadden, Peregrine Capital, Minneapolis;</p><p>Rick Holway, Firefly, Boston.</p> <p>Dan Tandy, Prime Executions; Bernie McSherry, Prudential; Andy Brooks,</p><p>T. Rowe Price; Joe Benanti, Rosenblatt Securities, all New York.</p> <p>Matt Welden, Trusco Capital Management, Atlanta; Nancy McLaughlin,</p><p>BNY ConvergEx Group; Zesa Gewertzman, GM Investment Management, both</p><p>New York; Mary McDermott-Holland, Franklin Portfolio Associates, Boston.</p>

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