th Congressional Conference

Security Traders Association • January 1, 2007

Roundtable-Competition and Regulation

Roundtable: Competition and Regulation

Moderator, Joe Cangemi, BNY ConvergEx Group,

New York; Mary McDermott-Holland, Franklin

Portfolio Associates, Boston; Len Amoruso, Knight

Capital Group, Jersey City; Chris Concannon,

Nasdaq, New York; Eric Sirri, Director, SEC

Division of Market Regulation, Washington D.C.;

Steve Greenblatt, Liquidnet, New York; Steve

Swanson, ATD, Mt. Pleasant.