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Is the buyside being provided with enough information as to where and how its orders are being routed and handled?

Yes: 36%
No: 36%
Too much information is not enough: 27%

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th Congressional Conference

Security Traders Association • January 1, 2007

Reception and Dinner

Rob Nichols, Financial Services Forum, Washington D.C.; Brett Mock,

BTIG/Bass Trading, San Francisco; Eric Sirri, Director, SEC Division of Market

Regulation, Washington D.C.

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Reception and Dinner

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th Congressional Conference

Security Traders Association • January 1, 2007

Reception and Dinner

Related Items

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banking

capital markets

technology

accounting & benefits

investment advisory

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