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Photo Gallery January 1, 2007

th Congressional Conference

Security Traders Association

<p>Congressman Spencer Bachus (R-AL)</p> <p>Tom Gallagher ISI Group, Washington D.C.</p> <p>Congressman Jeb Hensarling (R-TX)</p> <p>Congressman Dennis Moore (D-KS)</p>
<p>STA Update</p><p>Lisa Utasi, ClearBridge Advisors, New York.</p> <p>Congressman Vito Fossella (R-NY)</p> <p>Dave Franasiak, Williams & Jensen, Washington</p><p>D.C.</p> <p>Congresswoman Deborah Pryce (R-OH)</p>
<p>Keynote</p><p>Christopher Cox,</p><p>SEC Chariman,</p><p>Washington D.C.</p> <p>Dinner Speaker Introduction</p><p>John Giesea, STA, New York.</p> <p>Pete Driscoll, Northern Trust, Chicago; Bill Yancey, Penson Financial, Dallas;</p><p>Steve Blatney, Thomas Weisel, New York; Rory O’Kane, TD Securities,</p><p>Chicago; David Boone, Philadelphia Stock Exchange, Philadelphia;</p><p>Lou Fontanez, Melvin Securities, Chicago.</p> <p>Shane Swanson, ATD, Mt.</p><p>Pleasant; Michael Lynch,</p><p>Merrill Lynch, New York;</p><p>Len Amoruso, Knight</p><p>Capital Group, Jersey City;</p><p>Michael Bird, Merrill Lynch,</p><p>New York; Steve Swanson,</p><p>ATD, Mt. Pleasant.</p>
<p>Lisa Morano, CBOE, Chicago; Barry Nobel, Philadelphia Stock Exchange,</p><p>Philadelphia; Patty Kevin-Shuler, CBOE, Chicago.</p> <p>Rob Nichols, Financial Services Forum, Washington D.C.; Brett Mock,</p><p>BTIG/Bass Trading, San Francisco; Eric Sirri, Director, SEC Division of Market</p><p>Regulation, Washington D.C.</p> <p>Raj Mahajan, Sungard, BRASS, Jersey City; Daniel Brasier, Michael Dorsey,</p><p>both Pink Sheets, New York.</p><p>Kevin O’Connor, Credit Suisse; Patricia Sharp,</p><p>National Stock Exchange, both New York.</p><p>Brett</p> <p>Brian Hyndman, Nasdaq, New York; Bill Yancey, Penson Financial, Dallas;</p><p>Doug Hurry, Nasdaq, New York.</p>
<p>Kevin O’Connor, Credit Suisse; Patricia Sharp,</p><p>National Stock Exchange, both New York.</p> <p>Brett Goldin, Bank of America, New York;</p><p>Tara Muller, Knight Capital Group, Jersey City.</p> <p>Joe Cangemi, BNY ConvergEx Group, New York;</p><p>Linda Heuman, National City, Cleveland.</p> <p>Dinner Speakers</p><p>James Carville and Mary Matilin.</p>
<p>Bart McCain, Penson Financial, Dallas;</p><p>Dan Weingarten, NYFIX, New York.</p> <p>Mike McDougall, Wells Capital,</p><p>Lake Oswego; Gene Marie</p><p>Equilor, Guzman & Co., Coral</p><p>Gables; Mary McDermott-</p><p>Holland, Franklin Portfolio</p><p>Associates, Boston; Nancy</p><p>McLaughlin, BNY ConvergEx</p><p>Group, New York; Daiva</p><p>Navarrette, Roxbury Capital</p><p>Management, Santa Monica.</p> <p>Ralston Roberts, Sungard, Jersey City; Pam Woodruff, Stephens Inc., Boston;</p><p>Ryan Keough, Sungard, Jersey City.</p> <p>Maureen and Sonny Lennon, CSTA; Amanda Van Veen, Gluskin Sheff & Assoc.,</p><p>all Toronto.</p>
<p>Andy Kolinski, Citadel, Chicago; Joe Mecane, UBS, Jersey City; Peter Kent,</p><p>ATD, Mt. Pleasant.</p> <p>Jeff Albright Waddell & Reed, Shawnee Mission; Drew Goss, Charlie McBride,</p><p>both JonesTrading, Heathrow; Karen Perine, Pulse, Boston; Steve Puleo,</p><p>Canaccord Adams, Boston.</p> <p>James Carville, guest; Dave Franasiak, Williams & Jensen, Washington D.C;</p><p>Bill Yancey, Penson Financial, Dallas; Ryan Keogh, Sungard, Jersey City;</p><p>Bart Green, A.G. Edwards, St. Louis; Len Amoruso, Knight Capital Group,</p><p>Jersey City.</p> <p>Welcome and Introduction</p><p>John Giesea, STA, New York.</p>
<p>Ethics</p><p>Keith Darcy, Ethics and Compliance Officer</p><p>Association, Washington D.C.</p> <p>Media</p><p>Thomas Keene, Bloomberg News, Washington</p><p>D.C.</p> <p>Regulation</p><p>Eric Sirri, Director, SEC Division of Market</p><p>Regulation, Washington D.C.</p> <p>Roundtable: Competition and Regulation</p><p>Moderator, Joe Cangemi, BNY ConvergEx Group,</p><p>New York; Mary McDermott-Holland, Franklin</p><p>Portfolio Associates, Boston; Len Amoruso, Knight</p><p>Capital Group, Jersey City; Chris Concannon,</p><p>Nasdaq, New York; Eric Sirri, Director, SEC</p><p>Division of Market Regulation, Washington D.C.;</p><p>Steve Greenblatt, Liquidnet, New York; Steve</p><p>Swanson, ATD, Mt. Pleasant.</p>

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