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New York Annual Securities Industry Conference

• Unknown 00, 2005

“Welcome Remarks”

Arthur Centonze, Dean, Lubin School of Business, New York. Newer Trading Markets

Moderator: Kim Bang, Bloomberg Tradebook; Panelists: Michael Cashel, Harborside Plus; Fred Federspiel, Pipeline Trading Systems; Robert Gasser, NYFIX Millennium; Alex Goor, Inet ATS; Seth Merrin, Liquidnet; William O’Brien, Brut; all New York.
Sell Side Views Panel

Moderator, Bernie Madoff, Bernard L. Madoff Investment Securities, New York. Stephen Schoenfeld, Miletus Trading; Lenore Kantor-Hendrick, BNY Brokerage, both New York. Joseph Zabik, Ameritade; Jay Biancamano, Liquidnet, both New York.
Ron Pasternak, Knight Equity Markets, Jersey City; Christine Sandler, Wave Secuities, New York. Isabelle Clary, Interactive Brokers, Greenwich; Colin Clark, Heather Richey, both Merrill Lynch, New York. Ellen Greene, Nasdaq; Chris Folkemer, Brut; Sandra Roberts, guest, all New York. Robert Pik, David Grayson, both Auerbach Grayson, New York.
Special Event: On Stage Interview of Stan O’Neal, Chairman and CEO, Merrill Lynch & Co.

“On stage Interview”

Paul Steiger, The Wall Street Journal; Stan O’Neal, Merrill Lynch, both New York. Exchange Markets

Moderator: William Freund, Pace University; Panelists: Robert McSweeney, NYSE, New York; Edward O’Malley, National Stock Exchange; Ed Provost, CBOE, both Chicago; Jenny Drake, Archipelago; Adena Friedman, Nasdaq; David Harris, American Stock Exchange, all New York; Sandy Frucher, Philadelphia Stock Exchange, Philadelphia. Luncheon

“Opening Remarks”

David Caputo, President, Pace University, New York. Sell Side Views (Domestic and International)

Moderator: Bernie Madoff, Bernard L. Madoff Investment Securities; Panelists: David Grayson, Auerbach Grayson & Co., New York; Larry Leibowitz, UBS Capital Markets; Jersey City; Bruce McEver, Berkshire Capital Securities; Duncan Niederauer, Goldman Sachs, both New York; Eric Noll, Susquehanna Intl. Group, Bala Cynwyd; Carey Pack,

BNY Brokerage, New York.
Views of Buy Side and Regulators

Moderator: Ian Domowitz, ITG, New York; Wayne Wagner, Plexus Group, New York; Brian Pears, Victory Capital Mgmt., Columbus; Steve Luparello, NASD, Washington D.C.; Richard Ketchum, NYSE, New York; Michael Epstein, Massachusetts Institute of Technology, Cambridge; Mark Enriquez, Pulse Trading, Boston; Joe Cangemi, BNY Brokerage, New York; Stephen Williams, SEC, Washington D.C. Scholarship Receipts

Dr. Arthur Centonze, Dean, Lubin House; Scholarship Receipts: Alina Alexandrescu, Andrey Androshchuk,Darlina David, Hema Gajaraj, Ronen Oren, Timur Rakhmanov,

all Pace University.
 

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