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Commentary

EDITOR'S LETTER
Tom Steinert-Threlkeld

Trading Through

The mispriced transactions totaled 442,600, from October 2008 through the start of this year. The amount owed customers for the mistakes was $420,360. Less than a buck a trade. On a 200-share trade, that equals less than 3 cents each.

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Photo Gallery January 1, 2004

Reception

STA of Los Angeles Convention - March -

<p>Verne Mason, JonesTrading, Westlake Village; Roger Smith, guest.</p> <p>Matthew Greene, Utendahl, Howard Davis, Euronext, both new York.</p> <p>Roger Marchese, BNY Brokerage, San Francisco; Jodi Velozo, Griswold & Co., New York.</p> <p>Frank Piscitello, JonesTrading, Westlake Village; Nancy O’Hearn, Banc of America Securities, San Francisco; James Brandht, guest, Briant Patterson, Girard Securities, Irvine.</p>
<p>Ralph Falls, Banc of America Securities, New York; Brett Mock, Wachovia Securities, Baltimore; Maile Mock, guest.</p> <p>Joey and Will Porter, Roth Capital Partners, Tracey and Mitch Brown, Merriman Curhan Ford, all Irvine.</p> <p>Fred Federspiel, Pipeline Trading Systems, New York; Laura McGuigan, Westcap Investments, Los Angeles; Scott Baraclough, DA Davidson, Denver; Arthur Montuoro, Pipeline Trading Systems, New York; Krista Modungo,Westcap Investments, Los Angeles.</p> <p>Peter Feder, AG Edwards, Craig Bernhardt, Sanford Bernstein, Tommy Williams, AG Edwards, all New York.</p>
<p>Howard Strack, Seaboard Securities, Florham Park; Jim Keegan, Hewlett Packard, Palo Alto; John Giesea, STA, New York.</p> <p>Matt Weiss, Archipelago, Los Angeles; Matt Warner,Assent Trading, San Diego; Suzanne Antolini, Susquehanna International Group, New York; Tim Weiss,Southwest Securities, Los Angeles; Charlie Whitlock, Sonya Eyerman, both Wien Securities, Jersey City; Moayad Naquib, Wedbush Morgan Securities, Los Angeles.</p> <p>Bill Edwards, Ron Spaeth, Chris Wildman, all JonesTrading, Westlake Village; Robin Henrich, Engemann Asset Management, Pasadena; Carl Henrick, Chris Rink, both JonesTrading, Westlake Village.</p> <p>Pete Battaglia, Fulcrum Global Partners, New York; Paul Savage, Finance 500, Irvine.</p>

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