Commentary

BRAVE NEW WORLD
Dan Mathisson

Uncanny Resemblance

The line between exchange trading and off-exchange trading has blurred to the point where there really isn’t that big a distinction anymore.

Traders Poll

The SEC recently extended the Reg SCI comment another 45 days until June 8. Is this enough time to gather comments on the proposed rule?



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Photo Gallery January 1, 2001

Vendor Fair and Reception

Dallas STA Annual Convention

<p>Diane Canepa, Schwab Capital Markets, Jersey City; Kim Unger, STANY, New York.</p> <p>Curtis Watson, ITG, New York; Chas Barnard, Jefferies & Co., Dallas; Colleen Latta, SunTrust Robinson Humphrey, Atlanta; JJ Smith, Frost Securities, Dallas.</p> <p>Jason Barber, Jefferies & Co., Bill Barnard, Frost Securities, Chas Barnard, Jefferies & Co, all Dallas.</p> <p>Diane Canepa, Schwab Capital Markets, Jersey City; Steve Carolus, Justin Prouty, both GMST World Markets, Orlando; Kim Unger, STANY, Tim Zaleski, National Securities, both New York.</p>
<p>Chuck Bates, Direct Trading, Brad Perry, Mike Rask, Trent Schneiter, Chad Muller, all Capital Institutional Services, all Dallas.</p> <p>Denny Camcelmo, Simmons & Co., Houston; John Schwalenberg, Dain Rauscher, Bob Nasi, Patrick Fay, both Frost Securities, all Dallas; Cecilia Nave, Stephens, Little Rock.</p> <p>Pawel Pieczara, American Stock Exchange, New York; Nora Gay, guest, Kristen, Spencer, Krista Johnson, both Jefferies & Co., Dallas.</p> <p>Daniel Lomeli, Lehman Brothers, New York; Amy Chesia, McNamara Trading, Philadelphia; David Bossolma, Lehman Brothers, New York.</p>
<p>Ed Coughlin, Bernard L. Madoff Investment Securities, New York; Melinda Webb, Linda Ludeke, both BB & T Securities, Richmond; Larry Birch, Bernard L. Madoff Investment Securities, New York.</p> <p>Brian Falls, Heather Moran, Erica Wright, Joanna Horton, Mark Hall, all Capital Institutional Services, Dallas.</p> <p>Don and Joy McCormack, King Investment Advisers, Dallas; Scott Littman, Knight Securities, Jersey City.</p> <p>John Ghize, Stephen Carl, both Williams Capital Group, Terence Dolce, ITG, all New York.</p>
<p>Laura Knott, Regal Asset Management, Dallas; Anthony Ricotta, AFC Partners, New York; Charlotte Whitten, SWS Securities, Dallas; Nilsa Vasquez, Credit Lyonnais Securities, New York.</p> <p>Jeanette Wilkinson, Herzog Heine Geduld, Jersey City; Bob Sonzo, Knight Securities, Chicago; Jean Potvin, National Securities, New York; Jeff Weber, Allianz of America, Westport.</p> <p>Tracy Linehan, Lehman Brothers, New York; Leon Lants, Stephens, Little Rock.</p> <p>Bill Cronin, Direct Trading, Chris Halverson, Capital Institutional Services, both Dallas; Larry Birch, Bernard L. Madoff Investment Securities, New York.</p>
<p>Devin Krebs, Coastal Securities, Connie York, Capital Institutional Services, Chris Brown, Coastal Securities, all Dallas.</p> <p>Mark McCain, SWS Securities, Dallas; Joe Tama, Merrill Lynch, New York; Bill Yancey, Jean Johnson, both SWS Securities, Dallas.</p> <p>Ken Heath, Traders Magazine, Gina DiPaolo, Arnhold and S. Bleichroeder, Jeff Kohl, Traders Magazine, all New York; Andy Kolinsky, Knight Securities, Chicago.</p> <p>Antonio Trupiano, Island, Glen Shipway, Chris DeMaso, both Primex Trading, all New York.</p>
<p>Robert Hecht, Noreen McClosky, both Bloomberg Tradebook, New York; Jill and Clint Turner, SWS Securities, Dallas; Erin Cooper, B-Trade Services, New York.</p> <p>Wendy Beaver, Henderson Brothers, Art Montuoro, Nasdaq, both New York; Lester Rosen, SWS Securities, Dallas; Bob Mezey, NDB Capital Markets, Jersey City.</p> <p>Doug Throckmorton, Penson Financial Services, Joseph Bachand, Hoak Breedlove Wesninski, Ila Jehl, Penson Financial Services, all Dallas.</p> <p>Rob McAndrew, ABN Amro, Andrew Irish, Advest Securities, Ed Coleman, ABN Amro, all New York; Bill Ackerman, UBS Warburg, Stamford; Edward Britt, ABN Amro, New York.</p>
<p>Bill Broka, Nasdaq, Washington D.C.; Al Anderson, Coastal Securities, Dallas; Andy Prezioso, Nasdaq, New York.</p> <p>Chris Traychell, Morgan Stanley, New York; Fuji Bianchi, John Quigley, both Spear Leeds & Kellogg Capital Markets, Jersey City.</p> <p>Steve Hughes, New York Stock Exchange, New York; Angela D’Angelo, Herzog Heine Geduld, Jersey City.</p> <p>Tom Byrne, Nasdaq, New York; Rebecca Cinquegrana, Tamara Ardine, both Nasdaq Tools, Jersey City; Tim Ryan, Nasdaq, Washington D.C.</p>
<p>Amy Monsees, Elise Chappuis, both The Marketing Arm, Dallas.</p> <p>Larry Hill, Archipelago, Chicago; Shelly Lorenze, Track Data, San Francisco; George Martin, Chicago Securities Group, Chicago.</p> <p>Eric Cannon, Jefferies & Co., Dallas; Jesse Gurevich, Keith Pompliano, both New York, Randi Bellios, Chicago, all BRUT ECN; Richard Arelliano, Jefferies & Co., Dallas.</p> <p>Catherine Hall, Dan Mele, both Frost Securities, Dallas.</p>

Back to 2001

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