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BRAVE NEW WORLD
Dan Mathisson

Uncanny Resemblance

The line between exchange trading and off-exchange trading has blurred to the point where there really isn’t that big a distinction anymore.

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The SEC recently extended the Reg SCI comment another 45 days until June 8. Is this enough time to gather comments on the proposed rule?

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Photo Gallery January 1, 2001

Cocktail Party

North Carolina STA th Annual Convention - May -

<p>Dan Morrissey, Fidelity Capital markets, Lori Bucchignano, BNY ESI, Joe Tama, Merrill Lynch, Fran Greenberg, BNY ESI, all New York.</p> <p>Marnie Hock, guest, Sandy Smith, guest, Michael Hock, Jefferies & Co, Short Hills,Chuck Smith, ITG, New York.</p> <p>Angela Joyner, Banc of America Securities, San Francisco, Bill Sezter, Deanna Davidson, both guests, Rob Rasile, Evergreen Investment Management, Charlotte.</p> <p>Jim Lenz, Debbie and Kenney Gast, all Bridge Trading, St. Louis.</p>
<p>Tom Kicak, guest, Teresa Styfurek, Monica and Andy Stephenson, all Wachovia, Atlanta.</p> <p>Robin Helms, Wachovia, Atlanta; Gerry Mastrianni, GMST World Markets, Orlando; Kristy Sivori, Jamie Valaro, both Spear Leeds & Kellogg Capital Markets, Jersey City.</p> <p>Nancy McLaughlin, BNY ESI, New York; Edward McNamara,guest, Rose Ezarsky, Sterling Capital Management,Charlotte; Kim and Ginny Youngblood, SunTrust Banc, Orlando.</p> <p>Malcolm and Sarah Prochaska, Robinson Humphrey, Atlanta; Susie Davis, SunTrust Equitable Securities, Nashville; Anthony and Carrie Pappalardo, Paragon Capital Markets, Kevin Marlo, Sandler O'Neill, both New York; Bill Sermon, Rock Island Securities, Chicago.</p>
<p>Diane and Rusty Page, Rusty Page & Co., Linville; Luo and Wally Freeman, Prudential Securities, Greensboro.</p> <p>Linda Drake, guest Bob Dickinson, Bank of New York, Charlotte; Andrea Franklin, guest.</p> <p>Steve Taormina, GMST World Markets, Philadelphia; Jay Poznanski, WV Frankel, Jose Rios, ABN Amro, both New York; Steve Carolus, GMST World Markets, Orlando; John and Heidi McFarland, Ladenburg Thalman, New York.</p> <p>Richard Gill, North Hampton Partners, Beverly Shores; Jack McCarthy, guest; Brenda Roche, Fidelity Capital Markets, John Byrne, Traders Magazine, New York.</p>
<p>Craig Warwick, ABN Amro, New York; Jenn Rucci, guest, Ed Heaney, Bernard L. Madoff Investment Securities, New York.</p> <p>Bob Adams, The Interstate Group, Charlotte; Susan Norman, guest, Stephen Battle, U.S. Trust Co. of North Carolina, Greensboro.</p> <p>Pam and Dan Collins, Wendy and Mark Feeley, both Morgan Stanley Dean Witter, Pete Bennett, guest, Bill and Martha D'Arbanville, Wells Fargo Investments, Bill Flanagan, New York Stock Exchange, all New York.</p>

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