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BRAVE NEW WORLD
Dan Mathisson

Uncanny Resemblance

The line between exchange trading and off-exchange trading has blurred to the point where there really isn’t that big a distinction anymore.

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The SEC recently extended the Reg SCI comment another 45 days until June 8. Is this enough time to gather comments on the proposed rule?

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Photo Gallery Unknown 00, 2001

New York National Organization of Investment Professionals Fall Conference

<p>Jim Prey, T. Rowe Price, Baltimore; Kenneth Polcari, Polcari/Weicker, New York.</p> <p>Jim Cirenza, Carnegie, Inc., New York; John Goc, Boston Institutional Services, Boston.</p> <p>Mike Murphy, Wachovia Securities, Baltimore; Chris Quick, Fleet Meehan Specialist, New York.</p> <p>Bruce Newell, Pershing Trading Co., Jersey City; Martin Brophy, Prudential Securities, New York.</p>
<p>Scott Geller, Cramer Rosenthal McGlynn, Jim Rutledge, Rutledge Execution Securities, New York.</p> <p>Barbara McFadden, Peregrine Capital Management, Minneapolis; Clint Brown, Soundview Technology, Old Greenwich.</p> <p>John Sesko, C.S. First Boston, Boston; Kenneth Dengler, Deutsche Bank Securities, New York.</p> <p>Rory Corrigan, Jefferies & Co., Frank Maglio, Francis P. Maglio, both New York; Damian Maroun, GE Asset Management, Stamford.</p>
<p>Paul Pantalena, Columbus Circle Investors, Stamford; Clint Brown, Soundview Technology, Old Greenwich.</p> <p>Tom Rice, C.S. First Boston, Boston; Joe Rodela, Dresdner RCM Global Investors, New York.</p> <p>Diane Canepa, Schwab Capital Markets, Jersey City; Julie Holland, New York Life Investment Management, New York.</p> <p>Susan and Frank Mullin, Putnam Investments, Boston.</p>
<p>Wendy Beaver, Henderson Brothers, Arthur Montuoro, Nasdaq Stock Market, both New York.</p> <p>Rick Ketchum, Nasdaq Stock Market, New York; Mary McDermott Holland, Franklin Portfolio Associates, Boston; Peter Maddoff, Bernard L. Madoff Investment Securities, New York.</p> <p>Bob Rasile, Evergreen Investment Management Co., New York; Chris Mahler, Weeden & Co., Greenwich.</p> <p>Margaret McNamee, Art Pacheco, both Bear Stearns, Sue Ellen Birnbaum, CIBC Oppenheimer & Co., all New York.</p>
<p>Bob Stellato, retired; Omar Amanat, Tradescape, New York.</p> <p>Vince Cashman, retired; Marjorie and Terry Franc, Bridge Trading, St. Louis.</p> <p>Bill Dix, LJD Group, Dallas; Bob Taylor,</p><p>Goldman Sachs & Co., New York.</p> <p>Steve Blumenthal, Schwab Washington Research Group, Washington, D.C.; Truann Rowe, Highmark Capital Management, New York.</p>
<p>Rich Schenkman, The BRUT ECN, Bob Laible, Lehman Brothers, both New York.</p> <p>John Shaw, Jefferies & Co., Stamford; Bill Bandreth, Janney Montgomery Scott, Philadelphia; Tony Sanfilippo, Knight Capital Markets, Jersey City.</p> <p>Bill Devin, retired; David Shields, Shields & Co., New York.</p>

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