Commentary

Anne Plested
Traders Magazine Online News

More Unanswered Questions

Anne Plested from Fidessa highlights potentially harmful effects of the MiFID II trading obligations for shares.

Traders Poll

As firms and venues begin to report trade data to the CAT, what is your biggest concern with the system and data?






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2001 Photo Gallery Events

January

New York The Rat-Pack Client Party - January 25

Eugene, NYC
January 25, 2001

January 24, 2001

Chicago

Chicago Hilton & Towers Hotel
January 11-14, 2001

January 10, 2001

February

Baltimore Mid-Atlantic STA 66th Annual Winter Conference - February 1-2

Constellation Foyer
February 2, 2001

February 1, 2001

Minnesota Minnesota Security Dealers Association 2001 Winter Outing - March 1-2

Business Meeting/Discussion
“Making Cents of Decimalization”
March 1, 2001

February 28, 2001

New York STANY Membership Contact Rally

Harry's at Hanover Square
February 27, 2001

February 26, 2001

Pennsylvania Investment Traders Association of Philadelphia 77th Annual Mid-Winter Convention - February 22-24

Buffet Luncheon
Four Seasons Philadelphia Hotel
February 23, 2001
Panel Discussion Speaking on: “Industry issues”

February 22, 2001

March

California STA of Los Angeles 66th Annual Convention

Salon de Fiesta Ballroom
March 24, 2001

March 23, 2001

California STA of Los Angeles 66th Annual Convention - March 23-25

Salon de Fiesta Ballroom
March 24, 2001

March 23, 2001

London

“Developing an Infrastructure for Anytime-Anywhere Investing”
Millennium Gloucester Hotel & Conference Centre, London, U.K.
March 29-30, 2001

March 28, 2001

April

New York Schwab Capital Markets Client Reception - April 26

The Toy Building
New York, NY
April 26, 2001

April 24, 2001

New York STANY 65th Annual Dinner 2001 - April 25-27

American Stock Exchange
April 26, 2001

April 24, 2001

Boston

Seaport Hotel Boston
April 6-7, 2001

April 4, 2001

May

Cleveland Cleveland STA 2001 Annual Summer Outing - June 1

One Walnut
June 1, 2001

May 30, 2001

Georgia Annual Spring Gala and Golf Tournament - May 17-18

Atlanta
May 17-18, 2001

May 15, 2001

Kansas City Kansas City Securities Association Inc Annual Spring Outing 2001 - May 16-19

Pierpoint’s at Union Station
May 17, 2001

May 15, 2001

London STA London Inaugural Seminar - May 10

“Shaping the Securities Industry of the Future”
Marriott Grosvenor Square Hotel, London
May 10, 2001

May 8, 2001

South Carolina North Carolina STA 26th Annual Convention - May 25-28

North (Carpetbaggers) vs. South (Grits)
Westin Resort
May 27, 2001

May 25, 2001

Washington DC NOIP Spring Conference - May 7-8

Willard Inter-Continental, Washington D.C.
May 7-8, 2001

May 5, 2001

Washington DC STA Foundation Inc Presents the 5th Annual Congressional Conference - May 3

Washington Court Hotel
May 3, 2001

May 1, 2001

Boston Evaluating the Next Generation of OMS and Their Impact on Global Trading - May 16-17

The Wyndham Tremont Boston Hotel
May 16-17, 2001

May 14, 2001

New Jersey MH Meyerson and Co 9th Annual Spring Invitational - May 15

Edgewood Country Club
May 15, 2001

May 13, 2001

Connecticut

Foxwoods Resort Casino
May 4, 2001

May 2, 2001

June

New York Buick Classic - June 18-24

Rye, New York
June 18-24, 2001

June 16, 2001

Wisconsin The Rom-Bo Trading Co Inaugural Golf Outing - June 7

Grand Geneva Resort & Spa
Lake Geneva, Wisconsin
June 7, 2001

June 5, 2001

Canada IETA Annual Election of Officers and Board of Governors - June 7

I.E.T.A. Golf Tournament
Angus Glen Golf Club, Markham, Ontario
June 8, 2001

June 6, 2001

Michigan STA of Detroit and Michigan 66th Annual Summer Outing

June 26, 2001

June 24, 2001

New York 2001 STANY International Summer Solstice BBQ - June 22

Southstreet Seaport
June 22, 2001

June 20, 2001

New Jersey

Atlantic City Hilton Casino Resort, New Jersey
Friday June 22-24, 2001

June 20, 2001

St Louis

June 4, 2001

Virginia

June 8-10, 2001
Kingsmill Resort & Conference Center
Williamsburg, VA

June 6, 2001

July

Wisconsin STA of Wisconsin 26th Annual Convention - July 19-21

July 20, 2001

July 18, 2001

Canada 5th Annual Bay Street Pro-Celebrity Softball Challenge - July 27-28

July 25, 2001

California

The Inn at Spanish Bay
Monterey, California
July 5-8, 2001

July 3, 2001

Minnesota

The Marquette Hotel
July 12, 2001

July 10, 2001

Pennsylvania

Seven Springs Mountain Resort
Champion, PA
July 25 - July 28, 2001

July 26, 2001

August

New Jersey STANY Annual John Harrington Cup Golf Classic - August 6

Canoe Brook Country Club
August 6, 2001

August 4, 2001

Canada 8th Annual Canadian Security Traders Convention - August 23-26

August 24, 2001

August 22, 2001

September

New Jersey The Bone Marrow Foundation Golf Outing Hosted by Wien Securities - September 10, 2001

Montammy Golf Club
September 10, 2001

September 8, 2001

Georgia Georgia Securities Association Fall Outing - September 20-22

September 18, 2001

October

New York Pace University 8th Annual Securities Conference - October 18

Downtown Manhattan at Pace University’s Lubin School of Business
Thursday, October 18, 2001
Will the Securities Industry Meet its ACID Test?
Automation - Consolidation - Internationalization - Diversification

October 16, 2001

Tennessee Mid-South Dealers Association 3rd Annual Convention - Sept 30-Oct 1

Stonebridge Golf Course • October 1, 2005

October 29, 2001

December

New York St Jude 12th Anniversary - December 4

Cipriani’s Restaurant
December 4, 2001

December 3, 2001

Cocktail Reception and Vendor Fair

Boston STA 78th Annual Convention - July 18-19

December 31, 2001

Golf Outing

Boston STA 78th Annual Convention - July 18-19

December 31, 2001

Officers and Directors

Boston STA th Annual Convention - July -

December 31, 2001

Presidents Reception

Boston STA th Annual Convention - July -

December 31, 2001

STA Board of Governors Meeting

Boston STA th Annual Convention - July -

December 31, 2001

STA Business Meeting and BSTA Panels

Boston STA th Annual Convention - July -

December 31, 2001

Susquehanna International Group Client Party

Boston STA th Annual Convention - July -

December 31, 2001

The Boston Stock Exchange Reception

Boston STA th Annual Convention - July -

December 31, 2001

Vendor Fair

Boston STA th Annual Convention - July -

December 31, 2001

Friday Reception

Canadian Security Traders th Annual Convention - August -

December 31, 2001

Golf Tournament

Canadian Security Traders th Annual Convention - August -

December 31, 2001

Officers

Canadian Security Traders th Annual Convention - August -

December 31, 2001

Saturday Breakfast Seminar

Canadian Security Traders th Annual Convention - August -

December 31, 2001

Thursday Reception

Canadian Security Traders th Annual Convention - August -

December 31, 2001

Reception and Business Meeting

IETA Annual Election of Officers and Board of Governors - June

December 31, 2001

Reception and Risky Rites

STA of Chicago th Annual Day in the Sun - July

December 31, 2001

Officers

Security Traders Association of Cleveland - June -

December 31, 2001

Friday Night Reception

Denver STA nd Annual Convention - December -

December 31, 2001

Officers

Denver STA nd Annual Convention - December -

December 31, 2001

Saturday Night Reception

Denver STA nd Annual Convention - December -

December 31, 2001

Affiliate Roll Call Election of STA Officers Governors and Nominating Committee

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Alternative Execution Platforms

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Awards Ceremony

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Boca Raton Memories

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Break-Out Sessions - Session I - Trends in Soft Dollars and the Directed Brokerage Industry

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Chairmans Banquet

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Check Presentation from the STAR Fund

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Connectivity to Order Management Systems

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Exhibitors

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Fishing Tournament

STA th Annual Conference and Business Meeting - October -

December 31, 2001

General Reception

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Golf Outing

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Incoming Chairmans Reception

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Institutional Day

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Reports and Nominations

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Session II - International Trading Issues - Basket Trading and Direct Access

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Session III - Best Execution and Related Issues

STA th Annual Conference and Business Meeting - October -

December 31, 2001

STA Board Meeting

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Trends in Buy Side Trading

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Vendor Fair

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Vendor Fair and Reception

STA th Annual Conference and Business Meeting - October -

December 31, 2001

Implementation of the Nasdaq Super Montage

Mid-Atlantic STA th Annual Winter Conference - January -February

December 31, 2001

Reception at Edgars Billiard Club

Mid-Atlantic STA th Annual Winter Conference - January -February

December 31, 2001

Cocktail Reception

STA of Chicago th Annual Mid-Winter Meeting - January -

December 31, 2001

Cocktail Reception

STA of Chicago th Annual Mid-Winter Meeting - January -

December 31, 2001

Cocktail Reception

STA of Chicago th Annual Mid-Winter Meeting - January -

December 31, 2001

Herzog Heine Geduld Client Dinner

STA of Chicago th Annual Mid-Winter Meeting - January -

December 31, 2001

Hill Thomson Magid Client Dinner

STA of Chicago th Annual Mid-Winter Meeting - January -

December 31, 2001

Knight Trading Group Client Party

STA of Chicago th Annual Mid-Winter Meeting - January -

December 31, 2001

NDB Capital Markets Client Party

STA of Chicago th Annual Mid-Winter Meeting - January -

December 31, 2001

Schwab Capital Markets Client Dinner

STA of Chicago th Annual Mid-Winter Meeting - January -

December 31, 2001

STA Affiliate Presidents Workshop

STA of Chicago th Annual Mid-Winter Meeting - January -

December 31, 2001

STA Business Meeting

STA of Chicago th Annual Mid-Winter Meeting - January -

December 31, 2001

STAC Industry Presentation

STA of Chicago th Annual Mid-Winter Meeting - January -

December 31, 2001

Vendor Fair

STA of Chicago th Annual Mid-Winter Meeting - January -

December 31, 2001

Fleet Client Dinner

STA of Florida Hard Rock Hotel - February -

December 31, 2001

General Reception

STA of Florida Hard Rock Hotel - February -

December 31, 2001

GMST World Markets King Gator Float

STA of Florida Hard Rock Hotel - February -

December 31, 2001

Herzog Heine Geduld Client Dinner

STA of Florida Hard Rock Hotel - February -

December 31, 2001

Opening Reception

STA of Florida Hard Rock Hotel - February -

December 31, 2001

STAF Coordinated Industry Update

STA of Florida Hard Rock Hotel - February -

December 31, 2001

Vendor Fair

STA of Florida Hard Rock Hotel - February -

December 31, 2001

Cocktail Reception

Kansas City Securities Association Annual Spring Outing May - -

December 31, 2001

Golf Tournament

Kansas City Securities Association Annual Spring Outing May - -

December 31, 2001

Marching Cobras- Scholarship Presentation

Kansas City Securities Association Annual Spring Outing May - -

December 31, 2001

Welcome Reception

Kansas City Securities Association Annual Spring Outing May - -

December 31, 2001

Philadelphia The Investment Traders Association of Philadelphia 78th Annual Mid-Winter Convention

December 31, 2001

Cocktail Reception

The Mid-South Security Dealers Association st Convention - April-

December 31, 2001

Reception

The Mid-South Security Dealers Association st Convention - April-

December 31, 2001

Washington D.C NOIP Spring Conference

December 31, 2001

Washington D.C STA Foundation, Inc. 6th Annual Congressional Conference

December 31, 2001

Golf Outing

Georgia Traders Association Fall Outing - September -

December 31, 2001

Golf Tournament

STA of Detroit and Michigan th Annual Summer Outing - June

December 31, 2001

Cocktail Reception

Minnesota Security Dealers Association Summer Conference - July -

December 31, 2001

Golf Tournament

Minnesota Security Dealers Association Summer Conference - July -

December 31, 2001

Reception Buffet Dinner and Music

Minnesota Security Dealers Association Summer Conference - July -

December 31, 2001

Goldman Sachs Client Dinner

STA of St Louis Annual Summer Outing - June -

December 31, 2001

Golf Tournament

STA of St Louis Annual Summer Outing - June -

December 31, 2001

Knight Trading Group Client Dinner

STA of St Louis Annual Summer Outing - June -

December 31, 2001

Officers

STA of St Louis Annual Summer Outing - June -

December 31, 2001

Opening Reception

STA of St Louis Annual Summer Outing - June -

December 31, 2001

Golf Outing

Investment Traders Association of Philadelphia Summer Conference - June -

December 31, 2001

Officers

Investment Traders Association of Philadelphia Summer Conference - June -

December 31, 2001

Opening Reception

Investment Traders Association of Philadelphia Summer Conference - June -

December 31, 2001

Reception

NOIP Fall Conference - November -

December 31, 2001

Knight Trading Client Party

STANY th Annual Dinner - April -

December 31, 2001

Merrill Lynch Client Party

STANY th Annual Dinner - April -

December 31, 2001

Opening of New STA Office

STANY th Annual Dinner - April -

December 31, 2001

Presidents Reception

STANY th Annual Dinner - April -

December 31, 2001

Spear Leeds and Kellogg Capital Markets Client Party

STANY th Annual Dinner - April -

December 31, 2001

STA Board of Governors Meeting

STANY th Annual Dinner - April -

December 31, 2001

STANY Reception

STANY th Annual Dinner - April -

December 31, 2001

Vendor Fair

STANY th Annual Dinner - April -

December 31, 2001

VIP Reception

STANY th Annual Dinner - April -

December 31, 2001

Golf Tournament

Pittsburgh Stock and Bond Association Annual Summer Conference - July -

December 31, 2001

NASD Compliance Certification

Pittsburgh Stock and Bond Association Annual Summer Conference - July -

December 31, 2001

Seven Springs Mountain Resort Reception

Pittsburgh Stock and Bond Association Annual Summer Conference - July -

December 31, 2001

Streets of Philadelphia Annual Dinner Celebration

The Investment Traders Association of Philadelphia th Annual Mid-Winter Convention - February -

December 31, 2001

Reception

Portland-Seattle STA nd Annual Conference - August -

December 31, 2001

Reception II

Portland-Seattle STA nd Annual Conference - August -

December 31, 2001

Reception III

Portland-Seattle STA nd Annual Conference - August -

December 31, 2001

Vendor Fair

Portland-Seattle STA nd Annual Conference - August -

December 31, 2001

White Water Rafting

Portland-Seattle STA nd Annual Conference - August -

December 31, 2001

Goldman Sachs Client Dinner

Dallas STA Annual Convention - September -

December 31, 2001

Golf for President Club

Dallas STA Annual Convention - September -

December 31, 2001

Golf Tournament

Dallas STA Annual Convention - September -

December 31, 2001

Golfers Lunch

Dallas STA Annual Convention - September -

December 31, 2001

Institutional Luncheon

Dallas STA Annual Convention - September -

December 31, 2001

Knight Trading Group Client Dinner

Dallas STA Annual Convention - September -

December 31, 2001

Merrill Lynch Client Dinner

Dallas STA Annual Convention - September -

December 31, 2001

MH Meyerson Client Dinner

Dallas STA Annual Convention - September -

December 31, 2001

Nasdaq Tools Client Party

Dallas STA Annual Convention - September -

December 31, 2001

Officers

Dallas STA Annual Convention - September -

December 31, 2001

Saturday Reception

Dallas STA Annual Convention - September -

December 31, 2001

Sporting Clay Shoot

Dallas STA Annual Convention - September -

December 31, 2001

Reception

STA Foundation Inc th Annual Congressional Conference - May -

December 31, 2001

Golf Tournament

STA of Wisconsin th Annual Convention - August -

December 31, 2001

Welcome Reception

STA of Wisconsin th Annual Convention - August -

December 31, 2001

Cocktail Reception

STA of Los Angeles th Annual Convention - March -

December 31, 2001

Cocktail Reception

STA of Los Angeles th Annual Convention - March -

December 31, 2001

Golf Tournament

STA of Los Angeles th Annual Convention - March -

December 31, 2001

Merrill Lynch Client Dinner

STA of Los Angeles th Annual Convention - March -

December 31, 2001

Vendor Fair

STA of Los Angeles th Annual Convention - March -

December 31, 2001

Farewell Reception

Minnesota Security Dealers Association Winter Conference - February-March

December 31, 2001

FLASHBACK FRIDAY: Paper Points to Rise of Odd Lots

Odd lots, still defined as stock trades less than 100 shares in size, are still en vogue as high stock valuations have made it more expensive for retail, and in some cases even costly for smaller firms, to get exposure in the stocks they want.

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