Table of Contents

Electronic market making has supplanted the traditional market maker and specialist models. Compared to the old manual style, today’s black box-driven markets are?

Better
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2001 Photo Gallery Events

JANUARY

New York The Rat-Pack Client Party - January 25

Eugene, NYC
January 25, 2001
January 25, 2001

Chicago

Chicago Hilton & Towers Hotel
January 11-14, 2001
January 11, 2001

FEBRUARY

New York STANY Membership Contact Rally

Harry's at Hanover Square
February 27, 2001
February 27, 2001

Pennsylvania Investment Traders Association of Philadelphia 77th Annual Mid-Winter Convention - February 22-24

Buffet Luncheon
Four Seasons Philadelphia Hotel
February 23, 2001
Panel Discussion Speaking on: “Industry issues”
February 23, 2001

Florida STA of Florida 2001 Annual Convention - February 16-19

The House of Blues
February 16, 2001
February 16, 2001

Baltimore Mid-Atlantic STA 66th Annual Winter Conference - February 1-2

Constellation Foyer
February 2, 2001
February 2, 2001

MARCH

London

“Developing an Infrastructure for Anytime-Anywhere Investing”
Millennium Gloucester Hotel & Conference Centre, London, U.K.
March 29-30, 2001
March 29, 2001

California STA of Los Angeles 66th Annual Convention

Salon de Fiesta Ballroom
March 24, 2001
March 24, 2001

California STA of Los Angeles 66th Annual Convention - March 23-25

Salon de Fiesta Ballroom
March 24, 2001
March 24, 2001

Minnesota Minnesota Security Dealers Association 2001 Winter Outing - March 1-2

Business Meeting/Discussion
“Making Cents of Decimalization”
March 1, 2001
March 1, 2001

APRIL

New York Schwab Capital Markets Client Reception - April 26

The Toy Building
New York, NY
April 26, 2001
April 26, 2001

New York STANY 65th Annual Dinner 2001 - April 25-27

American Stock Exchange
April 26, 2001
April 26, 2001

Boston

Seaport Hotel Boston
April 6-7, 2001
April 6, 2001

MAY

South Carolina North Carolina STA 26th Annual Convention - May 25-28

North (Carpetbaggers) vs. South (Grits)
Westin Resort
May 27, 2001
May 27, 2001

Georgia Annual Spring Gala and Golf Tournament - May 17-18

Atlanta
May 17-18, 2001
May 17, 2001

Kansas City Kansas City Securities Association Inc Annual Spring Outing 2001 - May 16-19

Pierpoint’s at Union Station
May 17, 2001
May 17, 2001

Boston Evaluating the Next Generation of OMS and Their Impact on Global Trading - May 16-17

The Wyndham Tremont Boston Hotel
May 16-17, 2001
May 16, 2001

New Jersey MH Meyerson and Co 9th Annual Spring Invitational - May 15

Edgewood Country Club
May 15, 2001
May 15, 2001

London STA London Inaugural Seminar - May 10

“Shaping the Securities Industry of the Future”
Marriott Grosvenor Square Hotel, London
May 10, 2001
May 10, 2001

Washington DC NOIP Spring Conference - May 7-8

Willard Inter-Continental, Washington D.C.
May 7-8, 2001
May 7, 2001

Connecticut

Foxwoods Resort Casino
May 4, 2001
May 4, 2001

Washington DC STA Foundation Inc Presents the 5th Annual Congressional Conference - May 3

Washington Court Hotel
May 3, 2001
May 3, 2001

JUNE

Michigan STA of Detroit and Michigan 66th Annual Summer Outing

June 26, 2001
June 26, 2001

New Jersey

Atlantic City Hilton Casino Resort, New Jersey
Friday June 22-24, 2001
June 22, 2001

New York 2001 STANY International Summer Solstice BBQ - June 22

Southstreet Seaport
June 22, 2001
June 22, 2001

New York Buick Classic - June 18-24

Rye, New York
June 18-24, 2001
June 18, 2001

Virginia

June 8-10, 2001
Kingsmill Resort & Conference Center
Williamsburg, VA
June 8, 2001

Canada IETA Annual Election of Officers and Board of Governors - June 7

I.E.T.A. Golf Tournament
Angus Glen Golf Club, Markham, Ontario
June 8, 2001
June 8, 2001

Wisconsin The Rom-Bo Trading Co Inaugural Golf Outing - June 7

Grand Geneva Resort & Spa
Lake Geneva, Wisconsin
June 7, 2001
June 7, 2001

St Louis

June 6, 2001

Cleveland Cleveland STA 2001 Annual Summer Outing - June 1

One Walnut
June 1, 2001
June 1, 2001

JULY

Pennsylvania

Seven Springs Mountain Resort
Champion, PA
July 25 - July 28, 2001
July 28, 2001

Canada 5th Annual Bay Street Pro-Celebrity Softball Challenge - July 27-28

July 27, 2001

Wisconsin STA of Wisconsin 26th Annual Convention - July 19-21

July 20, 2001
July 20, 2001

Minnesota

The Marquette Hotel
July 12, 2001
July 12, 2001

California

The Inn at Spanish Bay
Monterey, California
July 5-8, 2001
July 5, 2001

AUGUST

Canada 8th Annual Canadian Security Traders Convention - August 23-26

August 24, 2001
August 24, 2001

New Jersey STANY Annual John Harrington Cup Golf Classic - August 6

Canoe Brook Country Club
August 6, 2001
August 6, 2001

SEPTEMBER

Georgia Georgia Securities Association Fall Outing - September 20-22

September 20, 2001

New Jersey The Bone Marrow Foundation Golf Outing Hosted by Wien Securities - September 10, 2001

Montammy Golf Club
September 10, 2001
September 10, 2001

OCTOBER

New York Pace University 8th Annual Securities Conference - October 18

Downtown Manhattan at Pace University’s Lubin School of Business
Thursday, October 18, 2001
Will the Securities Industry Meet its ACID Test?
Automation - Consolidation - Internationalization - Diversification
October 18, 2001

DECEMBER

New York St Jude 12th Anniversary - December 4

Cipriani’s Restaurant
December 4, 2001
December 4, 2001

Boston Evaluating the Next Generation of OMS and Their Impact on Global Trading

Unknown 00, 2001

Canada MIETA Oyster Party

Unknown 00, 2001

Colorado Denver STA 31st Annual Convention

Unknown 00, 2001

New Jersey STANY Annual John Harrington Cup Golf Classic

Unknown 00, 2001

New York National Organization of Investment Professionals Fall Conference

Unknown 00, 2001

Texas Dallas STA Annual Convention

Unknown 00, 2001