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Commentary

EDITOR'S LETTER
Tom Steinert-Threlkeld

Trading Through

The mispriced transactions totaled 442,600, from October 2008 through the start of this year. The amount owed customers for the mistakes was $420,360. Less than a buck a trade. On a 200-share trade, that equals less than 3 cents each.

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Photo Gallery January 1, 2000

Poolside Cocktail Party

North Carolina STA th Annual Convention - May -

<p>Ed Heaney, Bernard L Madoff Investment Securities, New York; Bernice and John Goc, Boston Institutional Services, Boston.</p> <p>James Remler, Herzog Heine Geduld, Jersey City; Tim Heffernan, Prudential Securities, Inc., New York.</p> <p>Lynn Butterworth, Tucker Anthony; Francine and Jeff Greenberg, BNY ESI, all New York.</p> <p>Sandy Smith Guest, UBS Warburg, Stamford; William Setzer Jr., Darryl and Ginny Layne, Mentor Investments Group, Richmond.</p>
<p>Brian and Mary Schultz, BOSS Securities, Chicago.</p> <p>Charles Smith, UBS Warburg, Stamford; Sean Foley, ING Barings, Boston; Erin O’Reilly, guest, Jay Bozick, Spear, Leeds & Kellogg Capital Markets, Jersey City.</p> <p>Kristin, Mary, and Ken Josephs, Instinet; Chuck and Lois Gucciardo, JP Morgan Securities, all New York.</p> <p>Jay and Colleen Olifiers, NDB Capital Markets, Jersey City.</p>
<p>Brandon Shreve, Walter Frank & Co., Westen; Ben Vernon, guest, Robert McCooey Jr., Griswold Company, Inc., New York.</p> <p>Martha and William D’Arbanville Ragen MacKenzie, New York.</p> <p>Camille and Arthur Montuoro, John Tognino, all Nasdaq, New York; Jean Levine, guest, Savannah; Norma Tognino, guest, Howard Levine, guest.</p> <p>Nell and William Gull, BB & T Capital Markets, Richmond; Blake Menton guest, Abagail Franks guest.</p>
<p>Sue Wiltse, Robinson-Humphrey, Atlanta; Dan Franks, Nasdaq, Trumbull; James Thomas, Davenport & Company, Richmond; Paul Wilste, Robinson-Humphrey & Co., Atlanta.</p> <p>Bernice and John Goc, Rachel Grahn, Rob Sandrew, all Boston</p><p>Institutional Services, Boston.</p> <p>Dietmer and Chris Choka, M.H. Meyerson, Jersey City; John and Kristen Hannan, Janney Montgomery Scott, Philadelphia.</p> <p>Grady Thomas, The Interstate Group, Charlotte; Richard Pecheur, New York Stock Exchange, John Rendinaro, U.S. Trust, Leslie Pecheur, guest, all New York.</p>
<p>Jonathan Karnarek, Charlie and Michael Hock, all Jefferies & Co., Inc., Short Hills.</p> <p>Joyce and Joe Tama, Merrill Lynch, New York; Gerry and Lisa Mastrianni, International Assets Advisory, Winter Park.</p> <p>William Culhane, Knight Securities, Jersey City; Pauline Hedgecock, Wachovia Bank & Trust, Winston-Salem; Irene Pajer, The Interstate Group, Charlotte.</p> <p>Stormy Jones, Wachovia Bank & Trust, Winston-Salem; Vincent Mattielli, Knight Securities, Jersey City.</p>
<p>Edward Wagner, Salomon Smith Barney, Charlotte; Linda Dudley guest, Andrea Chase, guest, Robert Dickinson, BNY Asset Management, New York.</p> <p>Landrum and Elaine Henderson, Legg Mason, Charlotte.</p> <p>Charles Wiener, Bernard L. Madoff Investment Securities, New York; Rosemary and Kenneth Ducey, Knight Securities, Jersey City; Joe McQuade, Spear Leeds & Kellogg Capital Markets, Jersey City.</p> <p>James Remler, Herzog Heine Geduld, Jersey City; Dallas Lundy, Atlanta Capital Management, Atlanta; Kathy Cornog, guest, Courtney Webber, Dave Campbell, both Keefe Bruyette & Woods, New York.</p>
<p>Karen and Michael Loga, Myla and John Borucke, Meg Heffernan, all Prudential Securities, New York.</p> <p>Bill Setzer, Mentor Investment Group, Richmond; Susan Norman, guest, Robert Adams, The Interstate Group, Charlotte; Michael King, First Union Securities, Baltimore.</p> <p>Lynda Bedard, Credit Suisse First Boston, Boston; Christopher Amato, International Assets Advisory, Winter Park; Jayne Weliska, Chase H & Q, Boston, Maria Cronin, guest.</p> <p>Frances and Gerald Walker, Retired-Wachovia Bank, Winston-Salem.</p>
<p>Steve Lindstorm, Nancy Kim-Lindstrom, Cheryl Power, all Invesco Capital Management, Atlanta; Janet Karner, The Interstate Group, Charlotte; Berkeley Edmunds, First Union Securities, Baltimore; Cheney Patrick, guest, Bill Smith, Wedge Capital Management, Charlotte.</p> <p>Patti Wells, Prudential Securities, Chicago; Lou Carosa, First Union Capital Mgmt Group, Charlotte; David Wells, Prudential Securities, Chicago.</p>

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