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WSPs Growing Fatter With New Regs

Traders Magazine Online News, January 31, 2012

Peter Chapman

What used to be a booklet is now getting to be the size of a telephone book. That's what's happening to Susquehanna Financial Group's 'Written Supervisory Procedures,' the set of policies and procedures that govern conduct in the trading room, according to Michael Doherty, head of compliance at the brokerage.

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