Free Site Registration

WSPs Growing Fatter With New Regs

Traders Magazine Online News, January 31, 2012

Peter Chapman

What used to be a booklet is now getting to be the size of a telephone book. That's what's happening to Susquehanna Financial Group's 'Written Supervisory Procedures,' the set of policies and procedures that govern conduct in the trading room, according to Michael Doherty, head of compliance at the brokerage.

Get access to this article and thousands more...

All articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, online technology directory, the iPad App, and conference discounts. Qualified members may also choose to receive our free monthly magazine and any of our e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and trading strategies.

Already Registered?