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Wall Street Broker Contests SEC’s Probe With Harassment Lawsuit

DePalo is accusing the SEC of asking investors “leading and alarming questions” during a 2.5-year probe of his Arjent LLC, a NY-based brokerage.

Traders Magazine Online News, December 18, 2013

Zeke Faux

DePalo is accusing the SEC of asking investors “leading and alarming questions” during a 2.5-year probe of his Arjent LLC, a NY-based brokerage.

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