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Volcker Rule Will Be a ‘Challenge,’ FINRA Official Says

Traders Magazine Online News, September 29, 2011

Peter Chapman

Making sure brokers are in compliance with the proposed Volcker Rule is not going to be easy, according to an official with the Financial Industry Regulatory Authority. Tom Gira, a FINRA executive vice president in charge of market regulation, told attendees at a recent industry conference that "from a surveillance standpoint" the Volcker Rule is likely to be "pretty challenging."

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